Biography

Ilene Marquardt is Head of Regulatory and Other Investigations for UBS Wealth Management US.  In this role, Ilene supervises the attorneys and other professionals who handle significant Regulatory and Internal Investigations, Early Dispute Resolution and Subpoenas, Levies and Garnishments, and coordinates with the Litigation function for UBS Region Americas. In January 2018, Ilene was appointed to the FINRA National Adjudicatory Council (NAC) for a four-year term, and she is also a member of the Securities Industry & Financial Markets Association (SIFMA) Executive Committee for the Compliance and Legal Division.

Prior to joining the Firm (then PaineWebber) in July 1994, Ilene was a Litigation Associate at Morgan, Lewis & Bockius in New York, where she specialized in securities enforcement litigation.  She graduated from NYU School of Law in 1988 and Northwestern University in 1985. 

Ilene is a frequent speaker on industry panels on such topics as regulatory and internal investigations, securities enforcement matters, e-discovery and in-house legal representation.

 

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