Eric is an Assistant Director in the SEC’s Office of Compliance Inspections and Examinations, and has been with the Commission since 2003.  In his current role, Mr. Garvey supervises staff in the Office of Broker-Dealer Exchanges that is responsible for exchange inspections and broker-dealer, municipal advisor, and transfer agent examinations in coordination with the SEC’s Regional Offices. 

Prior to joining the SEC, Eric was an attorney in private practice in Washington, DC specializing in securities and financial services.  Eric received a Bachelor of Arts degree from the University of Maryland in 1995, and a Juris Doctor degree from the Columbus School of Law at The Catholic University of America in 2001.

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