Emily Rowland is a Senior Counsel in the Investment Adviser Regulation Office within the Division of Investment Management at the SEC.  This office is responsible for investment adviser rulemaking and guidance.  Since joining the SEC she has been involved with rulemakings, including the proposed Form CRS Relationship Summary.  Prior to joining the SEC, Ms. Rowland was Associate General Counsel and Chief Compliance Officer at a family office and private equity firm.  Before that she was an Associate at law firms in New York City.  She is a graduate of Dartmouth College and the University of Pennsylvania Law School.

Associated Items

1 item
Program or Publication