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Showing 1 - 25 of 58 Results


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The Circular 230 Deskbook: Related Penalties, Reportable Transactions, Working Forms

Treatise  Treatise

Published: July 2006
Last Updated: August 2018

The Circular 230 Deskbook is an essential compliance resource for every tax professional who practices before the IRS, helping practitioners comply with complex Circular 230 amendments more easily — and avoid costly penalties and sanctions.  The Circular 230 Deskbook shows you how to: Meet mandated duties applicable to six types of covered opinions Comply with critical requirements for written tax advice Carry out ...

International Corporate Practice: A Practitioner's Guide to Global Success

Treatise  Treatise

Published: November 2007
Last Updated: January 2018

International Corporate Practice provides guidance on building a comprehensive global legal department, including advice on structuring, staffing, and budgeting, as well as the use of foreign legal consultants and outsourcing. Written by some of the nation’s leading corporate attorneys, International Corporate Practice helps you to: Develop compliance programs that minimize clients’ legal exposure in foreign markets Commercialize ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era (Second Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2018

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations. Written by leading  practitioners who have successfully advised and defended many companies in Sarbanes-Oxley and Dodd-Frank whistleblower actions and covering ...

Corporate Legal Departments: Practicing Law in a Corporation (Fourth Edition)

Treatise  Treatise

Published: November 2011
Last Updated: August 2018

Corporate Legal Departments: Practicing Law in a Corporation is an invaluable resource for in-house attorneys, providing guidance on how to: Detect and prevent internal legal problems Contribute to the development of corporate business plans and pursuit of new business opportunities Make the corporate legal department more productive at less cost Maximize the value of digital technologies Use cost-effective litigation ...

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition)

Treatise  Treatise

Published: December 2011
Last Updated: October 2018

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law guides practitioners through the maze of statutory, SEC, and state standards impacting investment advisers, as well as provides advice on the practical aspects of building a practice. This book clarifies key status issues that determine registration and disclosure duties as well as liability exposure. It provides guidance and instruction on how to: File and update Form ...

Hedge Fund Regulation (2nd Edition)

Treatise  Treatise

Published: November 2012
Last Updated: October 2018

Covering one of the most dynamic and rapidly changing sectors of the asset management industry, Hedge Fund Regulation, is designed to provide comprehensive understanding of hedge funds, from their history and investment strategies to the legal and compliance considerations affecting their structuring, management and market activities. It provides a single source that examines all aspects of these innovative investment vehicles and addresses current ...

Financial Product Fundamentals: Law, Business, Compliance (Second Edition)

Treatise  Treatise

Published: November 2012
Last Updated: October 2018

Financial Product Fundamentals is a comprehensive reference on the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments. Now in a second edition, ...

Doing Business Under the Foreign Corrupt Practices Act (Second Edition)

Treatise  Treatise

Published: November 2013
Last Updated: October 2018

Doing business overseas means learning new ways of negotiating. It also means understanding when an accepted and even expected “gift” to the other party will be considered a bribe under the U.S. Foreign Corrupt Practices Act (FCPA). The second edition of Doing Business Under the Foreign Corrupt Practices Act provides vital legal and procedural information that helps corporations and attorneys: Develop internal compliance programs ...

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements (Third Edition)

Treatise  Treatise

Published: November 2014
Last Updated: November 2018

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirementsprovides expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade.  This book provides in-depth practical guidance centered around each of the following areas: Board Structure & Governance; Shareholder Meetings & ...

Global Business Fraud and the Law: Preventing and Remedying Fraud and Corruption

Treatise  Treatise

Published: May 2015
Last Updated: May 2016

Global Business Fraud and the Law: Preventing and Remedying Fraud and Corruption is a nuts and bolts guide to preventing business fraud and corruption, and remedying unlawful behavior should it occur. Whether running a company that operates across international borders or providing legal counsel to such a company, this book provides invaluable guidance from expert practitioners from around the globe. The authors are seasoned and experienced white ...

Cybersecurity: A Practical Guide to the Law of Cyber Risk

Treatise  Treatise

Published: August 2015
Last Updated: May 2018

Cybersecurity: A Practical Guide to the Law of Cyber Risk, authored by 20 experts in the field, provides the practical steps that can be taken to help your clients understand and mitigate today’s cyber risk and to build the most resilient response capabilities possible. The book provides a comprehensive discussion of the complex quilt of federal and state statutes, Executive Orders, regulations, contractual norms, and ambiguous tort duties ...

FDA Deskbook: A Compliance and Enforcement Guide

Treatise  Treatise

Published: May 2016
Last Updated: November 2018

FDA Deskbook: A Compliance and Enforcement Guide provides a comprehensive description of the complexities of compliance under The Federal Food, Drug, and Cosmetic Act (FDC Act) and practical suggestions on how FDA-regulated entities can avoid being the subject of an enforcement action by the federal government. It explains the legal framework created by the FDC Act and subsequent statutes, regulations, guidance and policies governing the food and ...

A Starter Guide to Doing Business in the United States

Treatise  Treatise

Published: July 2016

A Starter Guide to Doing Business in the United States is a helpful resource for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs launching a new business in the United States. Edited by Woon-Wah Siu (Pillsbury Winthrop Shaw Pittman LLP), this book covers the main legal and regulatory issues to be considered before entering the U.S. market, including: Choice of a business entity—describing the requirements ...

Private Equity Funds: Formation and Operation (Second Edition)

Treatise  Treatise

Published: November 2016
Last Updated: November 2018

Private Equity Funds: Formation and Operation examines the various fund types, including PIPEs, SPACs, mezzanine funds, and credit opportunity funds, and is designed to provide a comprehensive understanding of how private equity funds work and are regulated. The book provides guidance on every decision that has to be made in creating a new fund, including: Choosing the right organizational options for funds and their sponsors Structuring ...

Directors' and Officers' Liability: Current Law, Recent Developments, Emerging Issues (Third Edition)

Treatise  Treatise

Published: November 2016
Last Updated: November 2017

The third edition of Directors’ and Officers’ Liability provides an up-to-date, straightforward explanation of the obligations of directors and officers of public companies, the penalties that they face if they fail to meet their obligations, and the protections that are offered them under the law or by agreement. Authors Barry Kaplan and Gregory Watts (Wilson Sonsini Goodrich & Rosati) guide readers through the sources of law governing ...

Cybersecurity: Data Breach Scenario

Interactive Learning Center  Interactive Learning Center    

Recorded on: Feb. 6, 2017

This course is not currently eligible for CLE Credit. Why You Should Attend Cyber-attacks have wreaked havoc on organizations in nearly every industry sector.  A thorough understanding of this area is particularly important for companies that have not previously been in cyber attackers’ crosshairs and need to consider strategies to confront these sophisticated and persistent threats. The case scenario created by our faculty member, ...

Internal Investigation Game

Interactive Learning Center  Interactive Learning Center    

Recorded on: May. 1, 2017

  ACLEA 2016 Award of Outstanding Achievement in Technology Why you should participate Knowing how to conduct efficient and effective internal investigations is crucial to protecting your clients or company. Properly conducted, an internal investigation will help to identify risks and remedy potential issues. During this entertaining and immersive “serious game” you will plan and conduct an internal investigation as a member of ...

SEC Compliance and Enforcement Answer Book (2017 Edition)

Answer Book  Answer Book

Published: June 2017

Written by leading former Staff of the SEC’s Division of Enforcement, SEC Compliance and Enforcement Answer Book provides essential insight into the practices and procedures of the SEC.  and provides sophisticated insight on the complex and extensive body of federal securities laws. Leveraging the authors’ experience and expertise, the book provides nuts and bolts guidance on: Conducting an effective internal investigation ...

Insurance Regulation Answer Book (2017-18 Edition)

Answer Book  Answer Book

Published: August 2017

Insurance Regulation Answer Book provides a general overview of the significant legal and regulatory guidelines that govern the insurance business in the United States. While it is deliberately high-level, providing an introduction to a complex and constantly changing area of the law, Insurance Regulation Answer Book offers readers practical guidance designed to assist them to effectively uncover the legal implications of proposed actions so they ...

Business Liability Insurance Answer Book (2018 Edition)

Answer Book  Answer Book

Published: September 2017

Being held personally liable for a businessrelated decision is the nightmare of every company manager, officer and director. As a result of the recent economic downturn, the number of cases being brought against businesses and the people who run them has surged. Business Liability Insurance Answer Book provides a concise roadmap to the kinds of issues being litigated, and the types of liability insurance available to protect against suit and ...

Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues (Second Edition)

Treatise  Treatise

Published: October 2017
Last Updated: November 2018

Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides practical guidance on how to carry out internal investigations to identify and remediate legal problems, protect the rights of employees when they’re subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved. The Deskbook provides step-by-step instruction, ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, held November, 2017.

Coping with U.S. Export Controls and Sanctions 2017

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2017, held December, 2017.

Annual Disclosure Documents 2017: Current Developments and Best Practices

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2017: Current Developments and Best Practices, held December, 2017.

Doing Business in India 2018

Handbook  Course Handbook

Course Handbook from the program Doing Business in India 2018, held October 2018.


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