transcript   Transcript

Working Effectively with the SEC: Preparing Your Registration Statement

Recorded on: Mar. 6, 2018
Running Time: 01:27:06

Full Transcript:

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Taken from the Web Program Securities Offerings 2018: A Public Offering from Start to Finish held March 2018 in New York

Working Effectively with the SEC: Preparing Your Registration Statement [01:27:06]

  • Preparation of the registration statement
  • Discussion of registration process, including SEC review and comment process (including the public posting of those comments and processes for requesting confidential treatment of materials sent to the SEC)
  • Substantive disclosure and other problem areas relevant to securities offerings
  • Discussion of current SEC areas of focus and impact on the registration process

The purchase price of this Web Program segment includes the following articles from the Course Handbook available online:

  • Yaw Asare and Lona Nallengara, Shearman & Sterling LLP, Status of Selected Dodd-Frank Act Rulemaking by the Securities and Exchange Commission (as of August 2017)
    Lona Nallengara
  • Shearman & Sterling LLP, CHOICE Act 2.0 Passes the House: What is the ‘CHOICE’? (July 20, 2017)
    Lona Nallengara
  • Treasury Issues Report and Recommendations on Capital Markets (October 13, 2017)
    Lona Nallengara
D. Scott Bennett ~ Cravath Swaine & Moore LLP
Joseph H. Kaufman ~ Simpson Thacher & Bartlett LLP
Pamela A. Long ~ Assistant Director, Division of Corporation Finance, U.S. Securities and Exchange Commission
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