FacultyFaculty/Author Profile
Will Davis

Will Davis

U.S. Securities & Exchange Commission, Chicago Regional Office
Assistant Regional Director
Chicago, IL, USA


Will Davis is an Assistant Regional Director in the Chicago Regional Office of the U.S. Securities and Exchange Commission.  He joined the Commission staff in August 2000 as an examiner in the Investment Adviser/Investment Company Examination Program.  Mr. Davis was promoted to his current position after having served for six years as a Branch Chief/Exam Manager where his primary responsibilities included supervising teams that planned and executed examinations of entities regulated by the Commission:  investment advisers, investment companies (to include variable insurance separate accounts), transfer agents, and administrators.  Mr. Davis was instrumental in creating the variable insurance products module utilized by the Commission’s National Examination Program.  He is a member of the National Examination Program’s Marketing and Sales Practices Working Group. He received his B. S. in Business Administration with a concentration in Finance, cum laude, from Chicago State University.
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.