FacultyFaculty/Author Profile
Wenchi Hu

Wenchi Hu

Latham & Watkins LLP

Washington, DC, USA


Wenchi Hu is a partner in the New York and Washington, D.C. offices of Latham & Watkins and a member of the Financial Institutions Group. She focuses her practice on the intersection of technology and financial regulation, including new asset classes, new products and services that implicate regulatory issues, risk management, regulatory compliance, and financial market infrastructure technology. Wenchi regularly works with financial institutions, technology companies, market infrastructures, and start-up companies on a wide range of regulatory issues, ranging from crypto-assets, digitization, ICOs, to regulation of securities trading platforms, clearing services, post-trade processing, and market infrastructure in the context of distributed ledger technology, and to self-regulatory organization regulatory regime, Regulation Systems Compliance and Integrity compliance, and technology outsourcing risk management and regulatory compliance.

Prior to joining Latham & Watkins, Wenchi was an Associate Director and head of the Office of Clearance and Settlement Supervision in the Division of Trading and Markets at the Securities and Exchange Commission (SEC). As part of that role, she oversaw clearing agency registration, rule filings and advance notices, requests for no-action relief, exemptive relief by registered clearing agencies, and clearing agency risk management and supervision. She is an expert in post-trade processing, clearance and settlement, and infrastructure technology matters involving a multitude of products across the securities markets. She is a member of the Federal Reserve Bank of Chicago's Working Group on Financial Markets and a frequent speaker on financial regulatory and technology innovation topics.
Wenchi Hu is associated with the following items:
CHB Chapters  CHB Chapters Security-Based Swap Clearing Agency Regulatory and Supervisory Framework and New Developments in the Security-Based Swap Clearing Agency Regulation and Supervision (August 9, 2017) - Advanced Swaps & Other Derivatives 2017, Tuesday, October 24, 2017
Web Segment  Web Segment Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Advanced Swaps & Other Derivatives 2017, Thursday, October 26, 2017
MP3 Audio  MP3 Audio Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives, Thursday, October 26, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives - Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives, Thursday, October 26, 2017
On-Demand Web Programs  On-Demand Web Programs Advanced Swaps & Other Derivatives 2017, Monday, November 06, 2017, New York, NY
Live Seminar  Live Seminar Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New York, NY
Live Webcast  Live Webcast Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New Brunswick , NJ
Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, Boston, MA
Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, Atlanta, GA
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