FacultyFaculty/Author Profile
Wayne M. Carlin

Wayne M. Carlin

Wachtell, Lipton, Rosen & Katz

New York, NY, USA


Wayne M. Carlin is a litigation partner with Wachtell, Lipton, Rosen & Katz.  His practice is concentrated in the defense of regulatory, enforcement, white-collar criminal and complex civil litigation matters, as well as the conduct of internal investigations.  Mr. Carlin was previously Regional Director of the New York Regional Office of the United States Securities and Exchange Commission from 2000 to 2004.  He earlier served in a variety of positions on the SEC's enforcement staff from 1993 to 1997 and from 1999 to 2000.  From 1997 to 1999, Mr. Carlin was Head of Regulatory Affairs at Lazard Frères & Co.  Mr. Carlin was a member of the Task Force on the Role of Lawyers in Corporate Governance of the Association of the Bar of the City of New York, and previously served on the Securities Regulation Committee and the Financial Reporting Committee.  Mr. Carlin is a member of the Board of Directors of the Association of SEC Alumni.

Wayne M. Carlin is associated with the following items:
Answer Book Chapters  Answer Book Chapters The Wells Process at the Conclusion of an SEC Investigation - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017
Web Segment  Web Segment Hot Button Enforcement Issues for Private Funds - Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Tuesday, December 05, 2017
Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018, Friday, September 07, 2018
MP3 Audio  MP3 Audio Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Tuesday, December 05, 2017
Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated - Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated, Friday, September 07, 2018
Transcripts  Transcripts Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Tuesday, December 05, 2017
Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated - Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated, Friday, September 07, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Tuesday, December 05, 2017
Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated - Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated, Friday, September 07, 2018
On-Demand Web Programs  On-Demand Web Programs Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, December 07, 2017, New York, NY
Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018, Wednesday, September 12, 2018, New York, NY
CHB Chapters  CHB Chapters FCPA Transactional Issues: Acquisition Due Diligence (February 2018) - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018
Wayne M. Carlin and Carol Miller, Defending the Gatekeeper: When In-House Counsel and Compliance Professionals Are Investigated - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018, Wednesday, September 05, 2018
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Atlanta, GA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Philadelphia, PA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New Brunswick , NJ
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Mechanicsburg, PA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Pittsburgh, PA
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