FacultyFaculty/Author Profile

Vivien Khoo

Goldman Sachs (Asia) LLC
Managing Director, Global Compliance
Hong Kong, HKG

Vivien is co-head of Compliance in Asia Pacific Ex-Japan (APEJ) and the co-chief compliance officer for both the banking and broker dealer entity in HK. She has oversight for GS Asia Bank Compliance, Private Wealth Management Compliance,  Regional Regulatory Affairs, Global Compliance Employee Services, Financial Crime Compliance, OFTS Compliance and the Compliance Testing Group in the region. She serves on GS Asia Bank's Management Committee, APAC Suitability Committee and the APAC Regional New Activity Committee.

Vivien began her career at Credit Suisse First Boston, where she was responsible for compliance across all business units in Hong Kong. Prior to that, she was an ex-regulator at the Securities and Futures Commission in the Corporate Finance Division


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