FacultyFaculty/Author Profile

Valerie Dahiya

U.S. Securities and Exchange Commission
Branch Chief, Division of Trading and Markets
Washington, DC, USA


Valerie Dahiya is the Branch Chief for the Regulation SHO Branch within the Division of Trading and Market’s Office of Trading Practices. The Regulation SHO Branch is responsible for administering the Commission’s short selling rules, in addition to Rules 10b-17, 15c2-11, 15c2-7, and Sections 12(j) and 12(k) of the Exchange Act. Before becoming Branch Chief, Valerie joined Trading Practices in November of 2012 after having served as a Senior Counsel in the Office of Compliance Inspections and Examinations, where she led broker-dealer examinations. She’s the recipient of the SEC’s Law and Policy Award and the Chairman’s Award for Excellence and the SEC’s Shannon D. Ayers Examination Award of Excellence. Prior to joining the Commission, Valerie worked for FINRA in Market Regulation.
Valerie Dahiya is associated with the following items:
Web Segment  Web Segment Workshop G: Trading and Markets - The SEC Speaks in 2018, Tuesday, February 27, 2018
MP3 Audio  MP3 Audio Workshop G: Trading and Markets - Workshop G: Trading and Markets, Tuesday, February 27, 2018
Transcripts  Transcripts Workshop G: Trading and Markets - Workshop G: Trading and Markets, Tuesday, February 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Workshop G: Trading and Markets - Workshop G: Trading and Markets, Tuesday, February 27, 2018
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
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