transcript   Transcript

Update on the DOL’s Fiduciary Rule

Recorded on: May. 17, 2017
Running Time: 01:12:40

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Pension Plan Investments 2017: Current Perspectives recorded May, 2017 in New York.

Update on the DOL’s Fiduciary Rule [01:12:40]
  • Department of Labor’s review pursuant to the February 3 Executive Order
  • Product change in reaction to the Rule
  • Department of Labor’s FAQs and other interpretive issues
  • The future of the fiduciary standard for financial advisors

Patricia Anne Kuhn, Andrew L. Oringer, Michael B. Richman


The purchase price of this segment includes the following article from the Course Handbook available online:

  • COMPLETE COURSE HANDBOOK
  • The New DOL Fiduciary Rule: Impact on Mutual Fund Distribution (August 2016)
    Susan M. Camillo, Christine Ayako Schleppegrell, Kaitlin McGrath, Douglas P. Dick, Andrew L. Oringer, Mark D. Perlow, Jack W. Murphy
  • The Brave New Fiduciary World Has Arrived—The DOL Tries to Find a More Ideal Balance in the Final “Investment Advice” Rules (May 2016)
    Susan K. Grafton, Susan M. Camillo, Christopher P. Harvey, Andrew Braid, Sarah Burke, Stephanie A. Capistron, Aryeh Zuber, Andrew L. Oringer, Stephen H. Bier, Julien Bourgeois, Christine Ayako Schleppegrell, Chelsea M. Childs, Young Eun Lee, Jack W. Murphy
(s)
Patricia Anne Kuhn ~ Managing Director and Associate General Counsel, Investment Management, Bank of America
Andrew L Oringer ~ Dechert LLP
Michael B Richman ~ Morgan, Lewis & Bockius LLP
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.