Course Handbook  Course Handbook

Understanding Financial Products 2017

Publication Date: January 2017 Number of Volumes: 1
ISBN Number: 9781402428265 Page Count: 668 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Regulatory Framework of Securities Act Registration Gary M Brown ~ Chief Executive Officer, CMG Life Services Inc.
Chapter 2: Introduction to Life Settlements Gary M Brown ~ Chief Executive Officer, CMG Life Services Inc.
Chapter 3: Securities Act Registration Exemptions Gary M Brown ~ Chief Executive Officer, CMG Life Services Inc.
Chapter 4: Resales of Securities Under the Securities Act Gary M Brown ~ Chief Executive Officer, CMG Life Services Inc.
Chapter 5: Securitization of Equipment and Auto Leases Stuart M Litwin ~ Mayer Brown LLP
Chapter 6: Regulation of ETFs and Other Exchange Traded Products W. Thomas Conner ~ Pierpont Securities
Chapter 7: Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Carla G Teodoro ~ Sidley Austin LLP
Chapter 8: Distributing Mutual Funds Through Intermediaries: Practical Considerations Concerning Distribution Through Broker-Dealers, Fund Supermarkets and Retirement Plans Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Carol J Whitesides ~ Sidley Austin LLP
Chapter 9: Hedge Funds Scott J Lederman ~ Managing Director, Grosvenor Capital Management LP
Chapter 10: Rational for Regulation Scott J Lederman ~ Managing Director, Grosvenor Capital Management LP
Chapter 11: Ethical Considerations for Securities Lawyers Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
Alexandra M Arango ~ Skadden, Arps, Slate, Meagher & Flom LLP
Katherine V Lesker ~ Skadden, Arps, Slate, Meagher & Flom LLP
Index

This Course Handbook was compiled for the program, Understanding Financial Products 2017.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Robert S Risoleo, Sullivan & Cromwell LLP
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Live Programs  Live Programs

Understanding Financial Products 2018 (New York, NY) Jan. 24 - 25, 2018

Handbook  Course Handbook Archive

Understanding Financial Products 2018  
Understanding Financial Products 2017 Robert S Risoleo, Sullivan & Cromwell LLP
 
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