transcript   Transcript

Trading and Markets

Recorded on: Feb. 27, 2018
Running Time: 01:09:04

Full Transcript:



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Taken from the Program The SEC Speaks in 2018 Recorded February 2018 in Washington, D.C.

Trading and Markets [01:09:04]
  • Market structure
  • Dodd-Frank implementation
  • Clearance and settlement
  • Risk analytics
  • Broker-Dealer issues

Speakers: Division of Trading and Markets
Brett W. Redfearn, Director
Michael A. Macchiaroli, Associate Director
Thomas K. McGowan, Associate Director
John C. Roeser, Associate Director
Christian R. Sabella, Associate Director
David Saltiel, Associate Director
Heather A. Seidel, Chief Counsel
David S. Shillman, Associate Director

Commentators:
Hon. Paul S. Atkins
Hon. Daniel M. Gallagher


The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Outline: SEC Speaks 2018, Division of Trading and Markets
(s)
Hon. Paul S. Atkins ~ Chief Executive Officer, Patomak Global Partners, LLC
Hon. Daniel M. Gallagher ~ Chief Legal Officer, Mylan N.V.
Michael A. Macchiaroli ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Thomas K. McGowan ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Brett W. Redfearn ~ Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
John C. Roeser ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Christian R. Sabella ~ Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
David Saltiel ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Heather A. Seidel ~ Chief Counsel, Division of Trading and Markets, U.S. Securities and Exchange Commission
David S. Shillman ~ Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
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