FacultyFaculty/Author Profile

Tracey Salmon-Smith

Drinker Biddle & Reath LLP

Florham Park, NJ, USA


Tracey Salmon-Smith is a partner at Drinker Biddle & Reath LLP.  She assists clients in commercial disputes, employment litigation, securities law, and internal investigations.  In the securities space, Ms. Salmon-Smith represents broker-dealers before the Financial Industry Regulatory Authority (FINRA) in arbitrations and mediations related to allegations of fraud, misrepresentation and unsuitability.  She also handles expungement proceedings.  As an employment litigator, Tracey has defended corporate clients against claims related to age, race and gender discrimination, workplace sexual harassment, whistleblowers, and wrongful discharge.  She also advises clients on e-discovery and information management issues.

Previously, Ms. Salmon-Smith served as Director and Associate General Counsel at UBS Financial Services Inc., and served seven years as an Assistant United States Attorney for the Eastern District of New York (EDNY).  During her time as an assistant U.S. attorney, Tracey served as both the Acting Chief of Environmental Litigation and the Chief of Bankruptcy.

Tracey Salmon-Smith is associated with the following items:
CHB Chapters  CHB Chapters SEC Release No. 34-55431, Amendments to Financial Responsibility Rules for Broker-Dealers, File No. S7-08-07 - Securities Arbitration 2017, Thursday, September 28, 2017
PIABA: One Out of Three Investor Awards in FINRA Arbitration Go Unpaid, “National Recovery Pool” Needed to Remedy Problem (February 25, 2016) - Securities Arbitration 2017, Thursday, September 28, 2017
SEC Release No. 34-66910, Amendments to Financial Responsibility Rules for Broker-Dealers, File No. S7-08-07 - Securities Arbitration 2017, Thursday, September 28, 2017
Lifting the Veil: A Practicum on Insurance Issues in Dispute Resolution - Securities Arbitration 2017, Thursday, September 28, 2017
An Inside Look from Outside Counsel on the eDiscovery Process for Broker-Dealers (July 16, 2018) - Securities Arbitration 2018, Wednesday, September 26, 2018
Web Segment  Web Segment Discovery – How Much Is Too Much - Securities Arbitration 2018, Wednesday, September 26, 2018
MP3 Audio  MP3 Audio Discovery – How Much Is Too Much - Discovery – How Much Is Too Much, Wednesday, September 26, 2018
Transcripts  Transcripts Discovery – How Much Is Too Much - Discovery – How Much Is Too Much, Wednesday, September 26, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Discovery – How Much Is Too Much - Discovery – How Much Is Too Much, Wednesday, September 26, 2018
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2018, Wednesday, October 03, 2018, New York, NY
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