FacultyFaculty/Author Profile
Timothy Dulaney

Timothy Dulaney

U.S. Securities and Exchange Commission
Senior Financial Analyst, Risk and Examinations, Division of Investment Management
Washington, DC, USA


Dr. Dulaney currently serves as a Senior Financial Analyst in the Division of Investment Management’s Risk and Examinations Office, which supports the Division’s regulation of the investment management industry by maintaining industry monitoring and policy examination programs.  Dr. Dulaney specializes in the analysis of investment advisers, private funds, and exchange traded funds.

Dr. Dulaney joined the Division from the Securities Litigation and Consulting Group where he supported parties in various SEC examinations and enforcement actions.  Dr. Dulaney has extensive experience in the analysis of complex financial products and strategies.

Dr. Dulaney has been at the Commission since 2014.  Dr. Dulaney received his PhD in Physics from the California Institute of Technology as a National Science Foundation graduate research fellow and graduated from the University of Maryland with a BS in Mathematics and a BS in Physics.

Timothy Dulaney is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
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