FacultyFaculty/Author Profile
Thomas J. Karr

Thomas J. Karr

U.S. Securities and Exchange Commission
Assistant General Counsel, Office of the General Counsel
Washington, DC, USA


Tom has worked in the SEC’s Office of the General Counsel since 1998, and has been an Assistant General Counsel since 2006. He helped draft the Part 205 attorney conduct rules, and is involved in investigating possible attorney misconduct and bringing administrative proceedings against attorneys pursuant to SEC Rule of Practice 102(e). Tom was also involved in drafting the anti-retaliation and other provisions of the Commission’s rules implementing its Dodd-Frank whistleblower program, and has worked on amicus briefs on whistleblower issues, including the United States’ brief in Lawson v. FMR, 134 S.Ct. 1158 (2014). 
 
He is a graduate of Harvard University and of the University of Virginia School of Law.
Thomas J. Karr is associated with the following items:
Web Segment  Web Segment Ethics - SEC Speaks in 2017, Tuesday, February 28, 2017
MP3 Audio  MP3 Audio Ethics - Ethics, Tuesday, February 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Ethics - Ethics, Tuesday, February 28, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
Live Seminar  Live Seminar The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
Live Webcast  Live Webcast The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
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