FacultyFaculty/Author Profile

Theodore E. Eichenlaub

ACA Compliance Group

Morristown, NJ, USA


Theodore E. Eichenlaub is a Founding Partner of ACA Compliance Group where he is primarily responsible for coordinating ACA’s review program of investment advisers and alternative asset managers.  Mr. Eichenlaub additionally oversees ACA’s regulatory filings team and its initiatives related to the use of information technology to fulfill regulatory requirements.  Finally, Mr. Eichenlaub oversees the development and maintenance of the different types of written deliverables furnished to clients.

Mr. Eichenlaub served in the SEC’s Office of Compliance Inspections and Examinations from 1996 to 2002, conducting examinations of investment companies, mutual fund administrators, transfer agents, variable insurance product sponsors, hedge funds and investment advisers.  In addition, Mr. Eichenlaub served as liaison to the SEC’s Boston District Office and Hong Kong’s Securities and Futures Commission.  Mr. Eichenlaub is a frequent speaker at industry conferences and has been quoted in numerous industry publications, including Investment News, Pensions & Investments, Ignites, FundFire, ACA Insight News, IA Week and The Wall Street Journal.  Mr. Eichenlaub is a graduate of the Pennsylvania State University with a B.S. in Finance and a minor in Economics.

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