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The Volcker Rule - Proprietary Trading

Recorded on: May. 11, 2018
Running Time: 01:15:49

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Taken from the Web Program The Volcker Rule 2018: What It Means for Financial Institutions and Markets Recorded May, 2018 in New York [01:15:49]
  • What proprietary trading does the Volcker Rule prohibit
  • Exemptions for underwriting, market-making and risk-mitigating hedging
  • Preparing for and surviving examinations
  • Violations and enforcement risk

(CFE Field of Study: Fraud)

Matthew W. McGrory, Polly Klyce Pennoyer, Gabriel D. Rosenberg

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Presentation Material
  • The Volcker Rule - Proprietary Trading
    Matthew W. McGrory, Polly Klyce Pennoyer, Gabriel D. Rosenberg
    • (s)
      Matthew W. McGrory ~ Wells Fargo
      Polly Pennoyer ~ Vice President & Assistant General Counsel - Regulatory Legal, JPMorgan Chase & Co
      Gabriel D. Rosenberg ~ Davis Polk & Wardwell LLP
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