transcript   Transcript

The Volcker Rule - Compliance and Conformance

Recorded on: May. 11, 2017
Running Time: 01:14:39

Full Transcript:

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Taken from the Web Program The Volcker Rule 2017: What it Means for Financial Institutions and Markets recorded May, 2017 in New York.

The Volcker Rule - Compliance and Conformance [01:14:39]
  • Designing, administering and improving a Volcker Rule compliance program
  • Managing through the remaining  conformance period for illiquid funds
  • Supporting the CEO attestation
  • How to prepare for a compliance examination

Speakers: Robert Maxant, Christopher Paige, Christopher Scarpati

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Volcker Rule—Federal Reserve Issues Policy Statement Regarding Volcker Rule Conformance Period Extensions for “Illiquid Funds” (December 13, 2016)
    Camille L. Orme
  • President Trump Takes Initial Steps Aimed at Reshaping Financial Industry Regulation: Executive Order Requires Fundamental Reassessment of Existing Rules; Labor Department to Reexamine its “Fiduciary Rule” (February 4, 2017)
    Camille L. Orme
  • Debevoise & Plimpton LLP, Client Update: Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds (December 13, 2016)
    Satish M. Kini
  • Debevoise & Plimpton LLP, Client Update: The Outlook for Financial Regulatory Reform Under President Trump (November 30, 2016)
    Satish M. Kini
  • Materials From Skadden, Arps, Slate, Meagher & Flom LLP
    William J. Sweet
Robert Maxant ~ Deloitte & Touche LLP
Chris Paige ~ Director , Barclays
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