transcript   Transcript

The Role of Data and Other Elements in Assessing Risk: A Regulatory Perspective

Recorded on: Nov. 13, 2018
Running Time: 01:01:05

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Financial Services RegTech and Regulatory Compliance Forum 2018 Recorded November 2018 in New York

The Role of Data and Other Elements in Assessing Risk: A Regulatory Perspective [01:01:05]
  • Use of risk analysis
  • Role of Big Data
  • Practical implications for exam programs; rulemaking  

Scott W. Bauguess, Carlo V. di Florio, Scott M. Kirwin

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA, U.S. Securities and Exchange Commission, Keynote Address, “The Role of Big Data, Machine Learning and AI in Assessing Risks: A Regulatory Perspective,” Remarks before the 19th Annual Operational Risk North America Conference New York, NY (June 21, 2017)
    Scott W. Bauguess
Scott W. Bauguess ~ Deputy Director and Deputy Chief Economist, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Carlo V. di Florio ~ Chief Risk Officer and Head of Strategy, FINRA
Scott M. Kirwin ~ Vice President & Associate General Counsel, Fidelity Investments
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.