transcript   Transcript

The Challenges of Post-Crisis Regulation and Brexit

Recorded on: Jan. 23, 2017
Running Time: 01:00:19

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice recorded January, 2017 in London.

The Challenges of Post-Crisis Regulation and Brexit [01:00:19]
  • How has the concept of banking supervision and oversight evolved post financial crisis?  Do we expect further changes in light of Brexit?
  • Does bank culture now meet public and regulatory expectations?  What more needs to be done?
  • How has internal corporate governance changed post financial crisis?  Does a robust organizational structure make conduct issues less likely?
  • What impact has the advent of the FCA's Senior Management Regime and the DOJ's Yates Memorandum had on individual accountability?  Has the regulatory focus switched from the institutions to individuals?
  • What are the problems of the future -- corruption issues?  Cyber crime? 
(CFE Field of Study: Fraud)

Moderators: Simon Dodds, Bob Hoyt
Speakers: Andrew Bagley, Kate Cheetham, Sajid Hussein, John Tribolati

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Brexit Essentials: Dispute Resolution Clauses (November 2016)
    Nilufer von Bismarck
  • Is it Now Time to Treat the Banks More Fairly (June 2016)
    Nilufer von Bismarck
  • CO/3809/2016; CO/3281/2016: Skeleton Argument of the Secretary of State (September 30, 2016)
    Simon Dodds
  • The Process for Withdrawing from the European Union (February 2016)
    Simon Dodds
  • Acting Associate Attorney General Bill Baer Delivers Remarks at American Antitrust Institute’s 17th Annual Conference (June 16, 2016)
    Simon Dodds
  • New York State Department of Financial Services Proposed Regulations—23 NYCRR 500: Cybersecurity Requirements for Financial Services Companies
    Simon Dodds
  • Financial Conduct Authority: Discussion Paper—Overall Responsibility and the Legal Function (September 2016)
    Simon Dodds
  • Memorandum on Individual Accountability for Corporate Wrongdoing—U.S. Department of Justice—Office of the Deputy Attorney General (September 9, 2015)
    Simon Dodds
  • Remarks Before Meeting with Iranian Foreign Minister Javad Zarif; Secretary of State John Kerry—U.S. Department of State (April 22, 2016)
    Simon Dodds
  • Link to Selected Article from the Wall Street Journal: Kerry’s Peculiar Message About Iran for European Banks: Why is Washington Pushing Banks Like Mine to Do What is Still Illegal for American Banks? By Stuart Levey
    Simon Dodds
Andrew J Bagley ~ EMEA General Counsel, Goldman Sachs International
Kate Cheetham ~ Group General Counsel, Lloyds Banking Group
Simon Dodds ~ Co-General Counsel, Deutsche Bank
Bob Hoyt ~ Group General Counsel, Barclays Bank PLC
Sajid F Hussein ~ General Counsel, EMEA, Bank of America Merrill Lynch
John Tribolati ~ Managing Director & EMEA General Counsel, JP Morgan Chase
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.