transcript   Transcript

Swap Execution Methods, SEFs, Give-up and Reporting

Recorded on: Oct. 26, 2017
Running Time: 01:00:34

Full Transcript:

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Taken from the Web Program Advanced Swaps & Other Derivatives 2017 recorded October 2017 in New York.

Swap Execution Methods, SEFs, Give-up and Reporting [01:00:34]
  • Mandatory trading requirements; SEFs and trading facilities, including definitions, exceptions, regulation and registration and rule book issues
  • Give-up arrangements, futures agreement addenda and execution agreements
  • SDR reporting

Moderator: Joshua D. Cohn
Debra W. Cook, Lisa A. Shemie, Kathryn M. Trkla

The purchase price of this segment includes the following article from the Course Handbook available online:

  • The SEF Landscape Four Years In (August 18, 2017)
    Kathryn M. Trkla
Joshua D. Cohn ~ Managing Principal, JBHS LLC
Debra W. Cook ~ Managing Director and Deputy General Counsel, The Depository Trust & Clearing Corporation
Lisa A. Shemie ~ Associate General Counsel, Chief Legal Officer – Cboe FX & Cboe SEF, Cboe Global Markets
Kathryn M. Trkla ~ Foley & Lardner LLP
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