FacultyFaculty/Author Profile
Susan S. Krawczyk

Susan S. Krawczyk

Sutherland

Washington, DC, USA


Susan Krawczyk is a partner with the law firm Eversheds Sutherland (US) LLP. Susan advises clients regularly on distribution and wholesaling arrangements for both public and private securities offerings, including incentive, non-cash compensation and marketing support arrangements. Susan has particular experience with firms involved in the sale and distribution of investment products and programs in the registered investment adviser context (i.e., the RIA channel) and retirement plan markets. Currently, she is assisting clients in establishing arrangements for programs that will satisfy the new Department of Labor “conflict of interest” regulations for fiduciaries to retirement accounts.
Susan S. Krawczyk is associated with the following items:
Treatise Chapters  Treatise Chapters FINRA Regulation of Product Distribution - Variable Annuities and Variable Life Insurance Regulation (Second Edition), Wednesday, June 20, 2018
Customer Accounts - Broker-Dealer Regulation (Second Edition), Saturday, September 15, 2018
Compensation - Broker-Dealer Regulation (Second Edition), Saturday, September 15, 2018
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