FacultyFaculty/Author Profile
Susan S. Krawczyk

Susan S. Krawczyk


Washington, DC, USA

Susan Krawczyk is a partner with the law firm Eversheds Sutherland (US) LLP. Susan advises clients regularly on distribution and wholesaling arrangements for both public and private securities offerings, including incentive, non-cash compensation and marketing support arrangements. Susan has particular experience with firms involved in the sale and distribution of investment products and programs in the registered investment adviser context (i.e., the RIA channel) and retirement plan markets. Currently, she is assisting clients in establishing arrangements for programs that will satisfy the new Department of Labor “conflict of interest” regulations for fiduciaries to retirement accounts.
Susan S. Krawczyk is associated with the following items:
Treatise Chapters  Treatise Chapters Compensation - Broker-Dealer Regulation (2nd Edition), Friday, September 22, 2017
Customer Accounts - Broker-Dealer Regulation (2nd Edition), Friday, September 22, 2017
FINRA Regulation of Product Distribution - Variable Annuities and Variable Life Insurance Regulation, Thursday, October 12, 2017

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.