FacultyFaculty/Author Profile
Susan S. Krawczyk

Susan S. Krawczyk

Eversheds Sutherland (US) LLP

Washington, DC, USA


Susan Krawczyk is a partner with the law firm Eversheds Sutherland (US) LLP. Susan advises clients regularly on distribution and wholesaling arrangements for both public and private securities offerings, including incentive, non-cash compensation and marketing support arrangements. Susan has particular experience with firms involved in the sale and distribution of investment products and programs in the registered investment adviser context (i.e., the RIA channel) and retirement plan markets. Currently, she is assisting clients in establishing arrangements for programs that will satisfy the new Department of Labor “conflict of interest” regulations for fiduciaries to retirement accounts.
Susan S. Krawczyk is associated with the following items:
Web Segment  Web Segment The Broker-Dealer Customer Relationship - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
CHB Chapters  CHB Chapters The Customer Relationship (May 8, 2017) - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
MP3 Audio  MP3 Audio The Broker-Dealer Customer Relationship - The Broker-Dealer Customer Relationship, Tuesday, July 18, 2017
Transcripts  Transcripts The Broker-Dealer Customer Relationship - The Broker-Dealer Customer Relationship, Tuesday, July 18, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Broker-Dealer Customer Relationship - The Broker-Dealer Customer Relationship, Tuesday, July 18, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 25, 2017, New York, NY
Treatise Chapters  Treatise Chapters Status of Financial Planning Under the Advisers Act - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law, Tuesday, October 24, 2017
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