FacultyFaculty/Author Profile

Steven Wolowitz

Mayer Brown LLP
New York, NY, USA

Steven Wolowitz is a partner at Mayer Brown LLP. An accomplished litigator whose practice focuses on financial services litigation, antitrust matters and complex commercial cases, Steve represents investment banks, broker-dealers, and issuers in securities litigations, including class actions and FINRA arbitrations. In derivatives and futures litigation, he represents FCMs, broker-dealers, banks, and institutional users of the markets in complex cases involving derivatives, futures, foreign exchange, securitizations, hedge funds, insurance, mutual funds, asset management, and fixed income instruments.

U.S. and foreign banks rely on Steve in connection with disputes involving lender liability, equitable subordination, letters of credit, operational matters such as wire transfers, and securitization transactions of various kinds. In the area of enforcement and compliance, Steve represents bank, securities and issuer clients in SEC, DOJ, FINRA, and state securities bureau investigations and proceedings. He also conducts internal investigations and reports to Boards of Directors and Audit Committees for public companies in the financial, healthcare and retail sectors.

Steven Wolowitz is associated with the following items:
Treatise  Treatise Securities Investigations: Internal, Civil and Criminal (2nd Edition) - Securities Investigations
Treatise Chapters  Treatise Chapters Dealing with Parallel Actions - Securities Investigations: Internal, Civil and Criminal (2nd Edition), Wednesday, August 23, 2017
Overview of Federal, State and SRO Securities Enforcement Efforts: Strategies for Responding to Multiple Investigations and Related Actions - Securities Investigations: Internal, Civil and Criminal (2nd Edition), Wednesday, August 23, 2017

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