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Steven M. Malina

Steven M. Malina

Greenberg Traurig, LLP

Chicago, IL, USA

Steven M. Malina is a shareholder in the Chicago office of Greenberg Traurig, LLP. A former enforcement attorney with the SEC, Steve focuses his practice on a variety of litigation and regulatory matters with significant representations of financial services industry clients. He has represented officers, directors, broker-dealers, investment advisors, commercial banks, investment banks, investment management firms and public issuers in investigations and disciplinary proceedings initiated by the SEC, CFTC, FINRA, FDIC, NYSE, CBOE, CME and state regulators. In addition, Steve represents clients in related investor class-action, derivative and other litigation and arbitration. He has also conducted internal investigations on behalf of publicly traded companies and represented committees and executive officers in internal investigations. Steve has represented brokerage firms and their management in customer-initiated cases, and injunction and arbitration proceedings. Prior to entering private practice, Steve served as First Vice President and Deputy Regional Counsel for a large financial corporation, and was a Senior Attorney in the Branch of Enforcement of the U.S. Securities and Exchange Commission.

Steven M. Malina is associated with the following items:
CHB Chapters  CHB Chapters Steven M. Malina and Alexandra J. Block, Concluding the Internal Investigation - Internal Investigations 2018, Wednesday, June 06, 2018

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