FacultyFaculty/Author Profile

Steven B Boehm

Sutherland LLP

Washington, DC, USA

Steven B. Boehm is a senior partner in the Financial Services Group of Sutherland. He concentrates his practice in the corporate and securities area, with an emphasis on exempt arrangements and asset management, including matters under the jurisdiction of the Securities and Exchange Commission (SEC). Mr. Boehm regularly represents national and regional financial service organizations in connection with the establishment and operation of tax-favored savings and retirement arrangements, open and closed-end investment companies, hedge funds, and insurance company separate accounts; compliance with and exemptions from the Investment Company Act of 1940; and the organization and day-to-day operation of investment advisers and broker-dealers. Mr. Boehm maintains a leading practice in the college tuition savings area, working with states sponsoring “529 plans” and representing financial institutions administering those plans. A frequent panelist on programs dealing with current issues in securities regulation, Mr. Boehm has also written extensively on SEC-related matters. Mr. Boehm served with the SEC from 1978 to 1983. In addition to his enforcement experience, he served in the General Counsel’s office and was a member of the Executive Staff, holding the position of Legal Counsel to the Commissioner from 1982 to 1983.

Mr. Boehm received his B.A., cum laude, from Rutgers College in 1975 and his J.D. from Rutgers Law School in 1978 where he was honored as a Phillip J. Levin Scholar.

Steven B Boehm is associated with the following items:
Treatise Chapters  Treatise Chapters College Savings Plans - Financial Product Fundamentals: Law, Business, Compliance (Second Edition), Tuesday, October 23, 2018
Business Development Companies - Mutual Funds and Exchange Traded Funds Regulation (Third Edition), Friday, November 16, 2018

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