FacultyFaculty/Author Profile
Stanley Keller

Stanley Keller

Locke Lord LLP

Boston, MA, USA


Of Counsel in Locke Lord’s Boston office, Stan Keller has extensive experience in corporate and securities law, and has worked on regulatory developments with officials at all levels in the SEC.  He chaired the American Bar Association’s Federal Regulation of Securities Committee during the height of the Sarbanes-Oxley era, and in that capacity had responsibility for interacting on behalf of the private bar with the SEC, other governmental officials and the stock exchanges.  He was actively involved with the ABA’s Task Force dealing with the SEC’s attorney conduct rules, with the ABA Task Force on Corporate Responsibility and with the ABA Task Force on Attorney-Client Privilege.  He also was chair of the ABA Legal Opinions Committee and Audit Responses Committee, and he has been actively involved in the ABA’s Corporate Laws Committee as a member, special adviser and special reporter for the 2016 Revision of the Model Business Corporation Act.  He is a member of the TriBar Opinion Committee and was the reporter for its Remedies Opinion Report and its Report on Preferred Stock Opinions.  Mr. Keller is co-chair of the Boston Bar Association’s Task Force on Revision of the Massachusetts Business Corporation Law, which drafted the current Massachusetts corporation statute (Chapter 156D), and chaired the BBA’s Business Law Section, Corporation Law Committee, and Legal Opinions Committee, as well as the Massachusetts Bar Association’s Business Law Section and Corporation Law Committee.  Mr. Keller lectures widely for continuing legal education organizations, and has written and edited many articles and treatises on corporate, securities law and professional responsibility matters.
Stanley Keller is associated with the following items:
CHB Chapters  CHB Chapters Integration of Private and Public Offerings 2017 - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
SEC Guidance on General Solicitation Provides New Opportunities - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Legal Opinions in SEC Filings (2013 Update), Task Force on Securities Law Opinions, ABA Business Law Section, 68 Bus. Law. 1149 (2013) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Negative Assurance in Securities Offerings (2008 Revision), Report of the Subcommittee on Securities Law Opinions, Committee on Federal Regulation of Securities, ABA Section of Business Law, 64 Bus. Law. 395 (2009) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
SEC v. Frohling, 851 F.3d 132 (2d Cir. 2016) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
No Registration Opinions, Report of the Subcommittee on Securities Law Opinions (2015 Update), Federal Regulation of Securities Committee, ABA Business Law Section, 71 Bus. Law, 129 (2015–2016) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Guidelines for the Preparation of Closing Opinions, Section of Business Law of the American Bar Association, The Committee on Legal Opinions, 57 Bus. Law, 875 (2002) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Opinion dated January 11, 2006, delivered by Virginia K. Sourlis Re: Instructions—Issuance of Common Stock Underlying Convertible Promissory Notes - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Exchange Act Rule 14e-1 Opinions for Debt Tender Offers, The Business Lawyer, ABA Subcommittee on Securities Law Opinions (April 28, 2017) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Statement on the Role of Customary Practice in the Preparation and Understanding of Third-Party Legal Opinions, ABA Legal Opinions Committee and Various Other Bar and Legal Groups, 63 Bus. Law. 1277 (2008) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
SEC v. Sourlis, 851 F.3d 139 (2d Cir. 2016) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Web Segment  Web Segment Other Private Placement Exemptions - Private Placement and Hybrid Securities Offerings 2017, Wednesday, May 24, 2017
Financings in Close Proximity to One Another - Private Placement and Hybrid Securities Offerings 2017, Wednesday, May 24, 2017
Taking a Closer Look at Securities Opinions - 49th Annual Institute on Securities Regulation, Monday, November 13, 2017
MP3 Audio  MP3 Audio Other Private Placement Exemptions - Other Private Placement Exemptions, Wednesday, May 24, 2017
Financings in Close Proximity to One Another - Financings in Close Proximity to One Another, Wednesday, May 24, 2017
Taking a Closer Look at Securities Opinions - Taking a Closer Look at Securities Opinions , Monday, November 13, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Other Private Placement Exemptions - Other Private Placement Exemptions, Wednesday, May 24, 2017
Financings in Close Proximity to One Another - Financings in Close Proximity to One Another, Wednesday, May 24, 2017
Taking a Closer Look at Securities Opinions - Taking a Closer Look at Securities Opinions , Monday, November 13, 2017
On-Demand Web Programs  On-Demand Web Programs Private Placement and Hybrid Securities Offerings 2017, Friday, May 26, 2017, New York, NY
49th Annual Institute on Securities Regulation, Sunday, December 03, 2017, New York, NY
Live Seminar  Live Seminar Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New York, NY
Live Webcast  Live Webcast Private Placement and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Indianapolis, IN
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Cleveland, OH
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Boston, MA
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New Brunswick , NJ
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