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Stacey Bolton

Stacey Bolton

The Northern Trust
Senior Vice President, Corporate Compliance Officer
Chicago, IL, USA

Stacey Bolton is a Compliance and Ethics Professional with over 20 years experience in the financial services industry, specializing in banking, brokerage, and capital markets regulatory compliance in a multi-national environment.  He has extensive experience managing compliance and reputation risk, including expertise in privacy and information management, ethics training, compliance policy writing, compliant corporate culture development, managing communications with regulators, conflicts of interest mitigation strategies, internal investigation coordination and analysis, crisis management, and executive information reporting.

Currently, Stacey is a Senior Vice President and Corporate Compliance Officer at The Northern Trust Company, in Chicago, IL.  His responsibilities include managing the global privacy program and the global ethics framework for the organization.

Prior to joining The Northern Trust Company, Stacey spent 15 years with ABN AMRO Bank N.V. and its domestic subsidiary LaSalle Bank Corporation, in Chicago, IL, where he became Senior Vice President and North American Head of the Compliance Policy Center.  He was charged with the creation, maintenance and update of compliance related policy and procedures.

Stacey began his career at investment management firm, Kemper Financial Services, Inc., in Chicago, IL where he served as Compliance Coordinator.

Stacey received a Bachelor of Science from Northern Illinois University, a Master of Arts in Theology from Moody Theological Seminary and Graduate School, and a Master of Business Administration from Purdue University.

He holds the following designations and licenses:

Certified Information Privacy Professional (Association for Information Privacy Professionals)

Certified Anti-Money Laundering Specialist (Association of Certified Anti-Money Laundering Specialists)

Certified Compliance and Ethics Professional (Society of Corporate Compliance and Ethics)

*Financial Industry Regulatory Authority (FINRA) Series 7, 24, 63, and 66     (*recently expired)

Stacey Bolton is associated with the following items:
Live Seminar  Live Seminar Compliance & Ethics Essentials 2018, Monday, April 30, 2018, Chicago, IL

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