Course Handbook  Course Handbook

Securities Law and Practice 2017: How the SEC Works

Publication Date: October 2017 Number of Volumes: 1
ISBN Number: 9781402430107 Page Count: 352 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Approaching Securities Law Gary M Brown ~ CMG Life Services, Inc.
Chapter 2: The Laws That Govern the Securities Industry Clifford E Kirsch ~ Eversheds Sutherland (US) LLP
Chapter 3: Researching the Federal Securities Law Through the SEC Website Clifford E Kirsch ~ Eversheds Sutherland (US) LLP
Chapter 4: Overview of the Registration Provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 (August 2017) Harry S Pangas ~ Eversheds Sutherland (US) LLP
Chapter 5: Legal Alert: Supreme Court Decision Imposes Strict Filing Deadline on Civil Actions Related to Securities Offerings (August 25, 2017) Harry S Pangas ~ Eversheds Sutherland (US) LLP
Bruce M Bettigole ~ Sutherland
Payam Siadatpour ~ Eversheds Sutherland (US) LLP
Chapter 6: Foreign Private Issuers (“FPIs”): Reporting Requirements and Other Select Items (August 2017) (PowerPoint slides) Harry S Pangas ~ Eversheds Sutherland (US) LLP
J. Clay Douglas ~ Eversheds Sutherland (US) LLP
Chapter 7: Regulatory Framework of Securities Act Registration Gary M Brown ~ CMG Life Services, Inc.
Chapter 8: Registration and Periodic Reporting Under the Exchange Act Gary M Brown ~ CMG Life Services, Inc.
Chapter 9: SEC—What We Do Jennifer B McHugh ~ Senior Policy Advisor to the Director, Division of Investment Management, Securities and Exchange Commission
Chapter 10: Non-GAAP Financial Measures: The SEC’s Evolving Views (June 2016) Adam Fleisher ~ Cleary Gottlieb Steen & Hamilton LLP
Chapter 11: Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer, 17 CFR Part 205 Clifford E Kirsch ~ Eversheds Sutherland (US) LLP
Chapter 12: Ethical Considerations for Securities Lawyers Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
Alexandra M Arango ~ Skadden, Arps, Slate, Meagher & Flom LLP
Katherine V Lesker ~ Skadden, Arps, Slate, Meagher & Flom LLP
Index

This Course Handbook was compiled for the program, Securities Law and Practice 2017 How the SEC Works.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Clifford E Kirsch, Eversheds Sutherland (US) LLP
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