transcript   Transcript

Securities Law Grab Bag: Your Frequent Questions Answered

Recorded on: Nov. 13, 2017
Running Time: 00:57:59

Full Transcript:

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Taken from the Web Program 49th Annual Institute on Securities Regulation recorded November 2017

Securities Law Grab Bag: Your Frequent Questions Answered [00:57:59]

  • Our answers and analysis for important securities and compliance questions
  • Avoiding the pitfalls in the offering process
  • Making the right disclosure decisions under common (and not so common) scenarios
  • Approaching the compliance function: our best practice answers
  • Frequent governance considerations and the best ways to handle them
  • Do we have to close the trading window?

Moderator: Steven E. Bochner
Speakers: Martin P. Dunn, Alan L. Dye, David A. Katz

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Presentation Material
  • Securities Law Grab Bag: Your Frequent Questions Answered
    Steven E. Bochner, Martin P. Dunn, Alan L. Dye, David A. Katz
    Steven E. Bochner ~ Wilson Sonsini Goodrich & Rosati
    Martin P. Dunn ~ Morrison & Foerster LLP
    Alan L. Dye ~ Hogan Lovells
    David A. Katz ~ Wachtell, Lipton, Rosen & Katz
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