transcript   Transcript

Securities Law Grab Bag: Your Frequent Questions Answered

Recorded on: Nov. 13, 2017
Running Time: 00:57:59

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program 49th Annual Institute on Securities Regulation recorded November 2017

Securities Law Grab Bag: Your Frequent Questions Answered [00:57:59]

  • Our answers and analysis for important securities and compliance questions
  • Avoiding the pitfalls in the offering process
  • Making the right disclosure decisions under common (and not so common) scenarios
  • Approaching the compliance function: our best practice answers
  • Frequent governance considerations and the best ways to handle them
  • Do we have to close the trading window?

Moderator: Steven E. Bochner
Speakers: Martin P. Dunn, Alan L. Dye, David A. Katz

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Chapter 1: The Venture Capital Board Member’s Survival Guide: Handling Conflicts Effectively While Wearing Two Hats
    Amy L. Simmerman
  • Wilson Sonsini Goodrich & Rosati, WSGR Alert, Major Stock Index Providers to Limit Inclusion of Multi-Class Companies: What It Means and Why It Matters (August 8, 2017)
    Steven E. Bochner
  • Wilson Sonsini Goodrich & Rosati, WSGR Alert, Dual-Class Stock and Private Ordering: A System That Works (May 17, 2017)
    Steven E. Bochner
  • Hogan Lovells, SEC Update, September 1 Effective Date for Exhibit Hyperlinks in SEC Filings Fast Approaching (August 1, 2017)
    Alan L. Dye
  • Hogan Lovells, SEC Update, SEC Extends to Non-EGCs Process for Nonpublic review of Registration Statements (July 7, 2017)
    Alan L. Dye
  • Hogan Lovells, SEC Staff Issues New Guidance on CEO Pay Ratio Disclosure Requirements (November 4, 2016)
    Alan L. Dye
  • David A. Katz and Laura A. McIntosh, Corporate Governance Update: Prioritizing Board Diversity (January 25, 2017)
    David A. Katz
  • Takeover Law and Practice (March 2017)
    David A. Katz, Steven A. Rosenblum
Presentation Material
  • Securities Law Grab Bag: Your Frequent Questions Answered
    Steven E. Bochner, Martin P. Dunn, Alan L. Dye, David A. Katz
    (s)
    Steven E Bochner ~ Wilson Sonsini Goodrich & Rosati
    Martin P Dunn ~ Morrison & Foerster LLP
    Alan L Dye ~ Hogan Lovells
    David A Katz ~ Wachtell, Lipton, Rosen & Katz
    Share
    Email
    Transcript FAQ's
    • How Can I Access Transcripts?
      You must be a Member in good standing.

    • Can I access the Video?
      Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

    • Can I get CLE credit for reading the transcript?
      No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.
    
    • FOLLOW PLI:
    • twitter
    • LinkedIn
    • YouTube
    • RSS

    All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

    © 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.