Course Handbook  Course Handbook

Securities Arbitration 2016

Publication Date: September 2016 Number of Volumes: 1
ISBN Number: 9781402427572 Page Count: 208 pages


Download: Table of Contents    Index

Table of Contents
Chapter 1: The Financial Industry Regulatory Authority’s Dispute Resolution Activities (Revised June 22, 2016) Kristine Vo ~ FINRA Office of Dispute Resolution
Chapter 2: Making Arbitration Work for Your Client Rushelle Bailey ~ FINRA Office of Dispute Resolution
Chapter 3: Preparation for FINRA Employment Disputes (July 2016) Sandra D Grannum ~ Drinker Biddle & Reath LLP
Ross B Intelisano ~ Rich, Intelisano & Katz, LLP
Andrew J Melnick ~ Chief Litigation Counsel, RCS Capital
Michael Pysno ~ Attorney and Mediator,
Chapter 4: Ethical Implications of the Phantom Designation of Expert Witnesses in FINRA Securities Arbitration Proceedings Steven B Caruso ~ Maddox Hargett & Caruso, P.C.
Chapter 5: Selected Ethical Issues in Securities Arbitration (PowerPoint slides) Carolann Gemski ~ Midwest Regional Director, Office of Dispute Resolution, FINRA Office of Dispute Resolution
Teresa J Verges ~ Director, Investor Rights Clinic, University of Miami School of Law
Steven B Caruso ~ Maddox Hargett & Caruso, P.C.
Ellen Slipp ~ Managing Director, Citibank Private Bank
Chapter 6: Practicum on Experts and Closings Jenice L Malecki ~ Malecki Law
Jeffrey B Kaplan ~ Partner, Dimond Kaplan & Rothstein PA
Darya Geetter ~ EVP, Deputy GC, LPL Financial LLC
Harry T Walters ~ Managing Director, Legal and Compliance, Morgan Stanley Wealth Management
Chapter 7: It’s Closing Time! Considerations in a FINRA Arbitration (July 21, 2016) Jenice L Malecki ~ Malecki Law
Chapter 8: Arbitration Case Law Update 2016 (July 15, 2016) Jill I Gross ~ Professor of Law, Elisabeth Haub School of Law, Pace University

This Course Handbook was compiled for the program, Securities Arbitration 2016.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Sandra D Grannum, Drinker Biddle & Reath LLP
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Securities Arbitration 2017 Oct. 4, 2017

Handbook  Course Handbook Archive

Securities Arbitration 2018  
Securities Arbitration 2017 Sandra D Grannum, Drinker Biddle & Reath LLP
Securities Arbitration 2016 Sandra D Grannum, Drinker Biddle & Reath LLP

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