transcript   Transcript

Securities Act Exemptions

Recorded on: Jul. 18, 2017
Running Time: 01:14:58

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Understanding the Securities Laws 2017 recorded July, 2017 in New York.

Securities Act Exemptions [01:14:58]
  • Exempt securities versus exempt transactions
  • Private placements, including  offerings under Rules 504 and 506 of Regulation D
  • Regulation A+ offerings
  • “Intrastate” offerings, including new Rule 147A 
  • Crowdfunding
  • Employee equity awards
  • Rule 144A offerings 
  • Regulation S offerings to “non-U.S. persons”
  • Resales of restricted and controlled securities:  Rule 144, Section 4(a)(7) and 4(a)(1½)

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Ze’-ev D. Eiger, et al., Morrison & Foerster LLP, Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising
    Anna T. Pinedo
  • Morrison & Foerster LLP, JOBS Act Quick Start 2016 Update, Chapter 4, Private Offerings
    Anna T. Pinedo
  • Morrison & Foerster LLP, JOBS Act Quick Start 2016 Update, Chapter 6, Regulation A+
    Anna T. Pinedo
  • Ze’-ev D. Eiger, David M. Lynn and Elizabeth C. Schauber, Morrison & Foerster LLP, Client Alert, SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016)
    Anna T. Pinedo
  • Marty Dunn, et al., Morrison & Foerster LLP, Client Alert, Regulation A+: Final Rules Offer Important Capital Raising Alternatives (March 26, 2015)
    Anna T. Pinedo
  • Morrison & Foerster LLP, Investor Criteria for U.S. Private Placements and Other Offerings, Summary Tables and Comparisons
    Anna T. Pinedo
  • Morrison & Foerster LLP, Summary Chart of Exempt Offering Alternatives
    Anna T. Pinedo
  • Securities Act Exemptions (Prepared as of May 11, 2017)
    Kevin E. Slaughter

Presentation Material

  • Securities Act Exemptions
    Anna T. Pinedo
(s)
Anna T Pinedo ~ Morrison & Foerster LLP
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.