FacultyFaculty/Author Profile
Scott W. Bauguess

Scott W. Bauguess

U.S. Securities and Exchange Commission
Deputy Chief Economist and Deputy Director, Division of Economic and Risk Analysis
Washington, DC, USA

Dr. Bauguess is Acting SEC Chief Economist and Acting Director of the Division of Economic and Risk Analysis (DERA).  He previously served as the SEC’s Deputy Chief Economist and Deputy Director of DERA.

Dr. Bauguess oversees the Division’s risk assessment and data-driven, predictive analytics development, designed to detect fraud and misconduct in the Commission’s investigation and examination programs, specifically in the areas of corporate issuers, broker- dealers, and asset managers.  He directs the Commission’s economic analyses in recommendations to the Commission to enact federal rules related to corporate disclosure and governance, accounting standards, structured finance, and OTC derivatives.  His service also includes the business management of the SEC’s Tips, Complaints, and Referral (TCR) system, which was launched in 2010 to accelerate the detection of market misconduct.

Dr. Bauguess joined the SEC in 2007 from Texas Tech University where he was on faculty in the College of Business, and taught graduate courses in corporate financial policy at George Washington University.  Dr. Bauguess received his Ph.D. in Finance from Arizona State University in 2004.  He also holds a B.S. and M.S. in Electrical Engineering and prior to his doctoral studies spent six years working as an engineer in the high tech industry.

Scott W. Bauguess is associated with the following items:
Web Segment  Web Segment Economic and Risk Analysis - SEC Speaks in 2017, Tuesday, February 28, 2017
MP3 Audio  MP3 Audio Economic and Risk Analysis - Economic and Risk Analysis, Tuesday, February 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Economic and Risk Analysis - Economic and Risk Analysis, Tuesday, February 28, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.