FacultyFaculty/Author Profile
Samuel J. Winer

Samuel J. Winer

Foley & Lardner LLP

Washington, DC, USA

Samuel J. Winer, partner and litigation lawyer with Foley & Lardner LLP, represents audit firms, their partners, public companies, their officers and directors, and law firms and their partners in SEC investigations.  He has represented a number of these clients in related SEC or private litigation.  In addition, he represents auditors in investigations conducted by the PCAOB.  Mr. Winer has assisted various special committees and audit committees of boards of public companies in investigations of financial reporting and related conduct.  He also counsels securities broker-dealers and other clients on compliance with the federal and state securities laws and rules of the various self-regulatory organizations (SROs) and represents those clients in SEC enforcement proceedings and SRO disciplinary and other proceedings, litigation and grand jury investigations.  Mr. Winer is a member of the firm’s Securities Litigation, Enforcement & Regulation and Transactional & Securities Practices. He previously served on the firm’s Management Committee.
Samuel J. Winer is associated with the following items:
Answer Book Chapters  Answer Book Chapters Representing Individuals in SEC Testimony and Interviews; and Appendix 2A - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017
CHB Chapters  CHB Chapters Samuel J. Winer, Brooke D. Clarkson, Jenlain A. Coyle, and Daniel A. Nathan, In-House: SEC Enforcement Actions Against Compliance Officers - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Thursday, September 28, 2017

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