FacultyFaculty/Author Profile
Samuel J. Winer

Samuel J. Winer

Foley & Lardner LLP

Washington, DC, USA


Samuel J. Winer, partner and litigation lawyer with Foley & Lardner LLP, represents audit firms, their partners, public companies, their officers and directors, and law firms and their partners in SEC investigations.  He has represented a number of these clients in related SEC or private litigation.  In addition, he represents auditors in investigations conducted by the PCAOB.  Mr. Winer has assisted various special committees and audit committees of boards of public companies in investigations of financial reporting and related conduct.  He also counsels securities broker-dealers and other clients on compliance with the federal and state securities laws and rules of the various self-regulatory organizations (SROs) and represents those clients in SEC enforcement proceedings and SRO disciplinary and other proceedings, litigation and grand jury investigations.  Mr. Winer is a member of the firm’s Securities Litigation, Enforcement & Regulation and Transactional & Securities Practices. He previously served on the firm’s Management Committee.
Samuel J. Winer is associated with the following items:
Answer Book Chapters  Answer Book Chapters Representing Individuals in SEC Testimony and Interviews; and Appendix 2A - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017
CHB Chapters  CHB Chapters Samuel J. Winer, Brooke D. Clarkson, Jenlain A. Coyle, and Daniel A. Nathan, In-House: SEC Enforcement Actions Against Compliance Officers - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, September 27, 2017
Web Segment  Web Segment The Responsibilities of In-House Counsel and Compliance Personnel - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Friday, September 29, 2017
MP3 Audio  MP3 Audio The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Transcripts  Transcripts The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
On-Demand Web Programs  On-Demand Web Programs Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, October 04, 2017, New York, NY
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.