transcript   Transcript

SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security

Recorded on: Jan. 17, 2018
Running Time: 01:01:30

Full Transcript:



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Taken from the Web Program Cybersecurity Best Practices for Legal Services Providers Recorded January 2018 in New York

SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security [01:01:30]

  • SEC Cybersecurity Guidance of 2015
  • Office of Compliance Inspections and Examinations: SEC Cybersecurity Examinations (2014 and September 2015 against broker dealers/Registered Investment Advisors), priority for 2016
  • SEC Safeguard Rule, Regulation SCI (Systems Compliance and Integrity)
  • Fines and Enforcement Initiatives
  • Investigations
  • Customer Data Protection
  • Role/Responsibilities of Board of Directors and Management

Austin Berglas, Amy S. Leder, Joel Rubinstein, Nancy Saltzman

The purchase price of this Web Program segment includes the following articles from the Course Handbook available online:

  • Staff Guidance on Current SCI Industry Standards (November 19, 2014)
  • Cyber Attacks: Prevention and Proactive Responses
    Vince Farhat, Richard Raysman, Bridget McCarthy, John Canale
  • Getting Fooled into Wiring Almost $5 Million to a Thief Can Be Covered by a Cyber Insurance Policy (August 15, 2017)
    Richard Raysman, Elliot Magruder
  • Chairman’s Statement on Cybersecurity (September 20, 2017)
    Jay Clayton
  • Presidential Executive Order on Strengthening the Cybersecurity of Federal Networks and Critical Infrastructure (May 11, 2017)


Presentation Material

  • SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security
    Austin P. Berglas
  • SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security
    Amy S Leder
  • SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security
    Joel L. Rubinstein
  • SEC Regulation of Public Companies and Law Firms in the Context of Cyber Security
    Nancy Saltzman
(s)
Austin P Berglas ~ Head of Cyber Investigations and Incident Response, K2 Intelligence
Amy S Leder ~ Holland & Knight LLP
Joel L Rubinstein ~ Winston & Strawn LLP
Nancy Saltzman ~ Executive Vice President, General Counsel & Chief Compliance Officer, EXL
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