transcript   Transcript

SEC Filings: MD&A and the Annual Report to Shareholders

Recorded on: Sep. 13, 2017
Running Time: 01:15:18

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Securities Filings 2017: Practical Guidance in a Changing Environment recorded September 2017 in New York.

SEC Filings: MD&A and the Annual Report to Shareholders [01:15:18]
  • Relationship to financial statements and financial disclosure
  • Current Commission focus on MD&A topics
  • Enforcement actions
  • Additional disclosure items for the annual report to shareholders
  • MD&A drafting pointers

Steven V. Bernard, Jeff Hochman

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Back to Principles—MD&A as a Model for Effective Disclosure
    Jeffrey S. Hochman
  • MD&A and the Annual Report to Shareholders (PowerPoint slides)
    Jeffrey S. Hochman

Presentation Material

  • SEC Filings: MD&A and the Annual Report to Shareholders
    Steven V. Bernard
  • SEC Filings: MD&A and the Annual Report to Shareholders
    Jeffrey S. Hochman
(s)
Steven V Bernard ~ Wilson Sonsini Goodrich & Rosati, PC
Jeffrey S Hochman ~ Willkie Farr & Gallagher LLP
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.