FacultyFaculty/Author Profile

Robert H. Shapiro

U.S. Securities and Exchange Commission
Branch Chief, Chief Counsel's Office, Division of Investment Management
Washington, DC, USA


Robert Shapiro is a Branch Chief in the SEC’s Division of Investment Management’s Chief Counsel’s Office. In that role, he routinely reviews requests for interpretive and/or exemptive relief under both the Investment Company Act and the Investment Advisers Act. 

Prior to joining the Commission, Robert was an associate at Ropes & Gray LLP, where he focused on providing advice to investment companies and investment advisers. Robert received his JD from the University of Virginia and his BS in Political Science and History from the University of Illinois at Urbana-Champaign.
Robert H. Shapiro is associated with the following items:
Web Segment  Web Segment Digital Advisory Services - Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Thursday, February 08, 2018
MP3 Audio  MP3 Audio Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
Transcripts  Transcripts Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
On-Demand Web Programs  On-Demand Web Programs Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 14, 2018, New York, NY
The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
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