FacultyFaculty/Author Profile

Robert Gockley

American Stock Transfer & Trust Company, LLC
Director of Risk Management
Brooklyn, NY, USA

Robert is a Senior Risk Management professional with over 25 years of extensive experience in the financial services industry.  His expertise governs risk management, information security, information technology audit.  project management, business continuity management audit.

Robert is Director of Risk Management at American Stock Transfer LLC.  AST is a financial services company which specializes in providing comprehensive stock transfer and employee plan services to over 2800 public companies and approximately 6,000 issues.

In his present capacity as Director of Risk Management at AST, Robert is directly responsible for implementing the enterprise risk management program strategies and objectives.  In this role, he liaisons with AST’s business and support organizations in the identification of key risks that are aligned with their business processes and develops risk mitigation strategies that are aligned with the business objectives, and consistent with the applicable laws and regulations.

Prior to serving as the Director of Risk Management at AST, Robert was also the Deputy Chief Information Security Officer responsible for the development and maintenance of the information security program and strategies.

Robert is a Certified Information Systems Auditor, Certified Business Continuity Planner and holds a B.S. degree and an M.B.A. degree in Quantitative Analysis, both from St. John’s University, New York.


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