FacultyFaculty/Author Profile
Richard W. Berry

Richard W. Berry

Financial Industry Regulatory Authority (FINRA)
Executive Vice President, Director of Dispute Resolution
New York, NY, USA


Richard W. Berry is Executive Vice President and Director, Office of Dispute Resolution.

Prior to serving in this capacity, Mr. Berry was Senior Vice President, Dispute Resolution. In that role, he oversaw the four regional offices—New York, Boca Raton, Chicago and Los Angeles—and the New York Case Administration unit.

Mr. Berry joined FINRA, then NASD, in 1995 as head of Dispute Resolution's Los Angeles satellite office. In 2001, he was named Director of Case Administration in the New York City office. Mr. Berry serves as Executive Sponsor of the FINRA Parents Network, one of FINRA’s employee resource groups.

Prior to joining FINRA, he taught American law for one year in Budapest. Mr. Berry began his career practicing law in San Francisco. He is a graduate of the University of California at Santa Barbara and Hastings College of the Law. Mr. Berry is a member of the California Bar.

Richard W. Berry is associated with the following items:
Web Segment  Web Segment Recent and Upcoming Developments in FINRA Arbitration and Mediation - Securities Arbitration 2017, Thursday, September 28, 2017
Staying Ahead of the Curve: Hot Topics in Securities Arbitration and Future Trends in 2018 - Securities Arbitration 2017, Thursday, September 28, 2017
MP3 Audio  MP3 Audio Staying Ahead of the Curve: Hot Topics in Securities Arbitration and Future Trends in 2018 - Staying Ahead of the Curve: Hot Topics in Securities Arbitration and Future Trends in 2018, Thursday, September 28, 2017
Recent and Upcoming Developments in FINRA Arbitration and Mediation - Recent and Upcoming Developments in FINRA Arbitration and Mediation, Thursday, September 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Recent and Upcoming Developments in FINRA Arbitration and Mediation - Recent and Upcoming Developments in FINRA Arbitration and Mediation, Thursday, September 28, 2017
Staying Ahead of the Curve: Hot Topics in Securities Arbitration and Future Trends in 2018 - Staying Ahead of the Curve: Hot Topics in Securities Arbitration and Future Trends in 2018, Thursday, September 28, 2017
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2017, Wednesday, October 04, 2017, New York, NY
Live Seminar  Live Seminar Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New York, NY
Securities Arbitration 2018, Wednesday, September 26, 2018, New York, NY
Live Webcast  Live Webcast Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New York, NY
Securities Arbitration 2018, Wednesday, September 26, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Philadelphia, PA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Boston, MA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Pittsburgh, PA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Indianapolis, IN
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Mechanicsburg, PA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New Brunswick , NJ
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Atlanta, GA
Securities Arbitration 2018, Wednesday, September 26, 2018, Atlanta, GA
Securities Arbitration 2018, Wednesday, September 26, 2018, Nashville, TN
Securities Arbitration 2018, Wednesday, September 26, 2018, Cleveland, OH
Securities Arbitration 2018, Wednesday, September 26, 2018, Indianapolis, IN
Securities Arbitration 2018, Wednesday, September 26, 2018, New Brunswick , NJ
Securities Arbitration 2018, Wednesday, September 26, 2018, Boston, MA
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