transcript   Transcript

Retaliation and Whistleblower Claims

Recorded on: Apr. 17, 2017
Running Time: 00:59:47

Full Transcript:



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Taken from the Web Program Understanding Employment Law 2017 recorded April, 2017 in New York.

Retaliation and Whistleblower Claims [00:59:47]

• What it takes to make out a retaliation claim
• Expanded sources for whistleblowing claims
• Who wins/loses these cases and why
• Anticipating and preventing retaliation and whistleblower claims
• Recent regulatory and case law developments

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Avoiding Liability for Retaliation Claims
    Christopher Dioguardi, Louis P. DiLorenzo
  • SEC Whistleblower Program Handbook
    Jordan A. Thomas
  • Interpretation of the SEC’s Whistleblower Rules Under Section 21F of the Securities Exchange Act of 1934, Release No. 34-75592, 17 C.F.R. Part 241 (August 4, 2015)
    Jordan A. Thomas
  • Jordan A. Thomas, The Limitations of Corporate Compliance, N.Y.L.J., November 7, 2011
    Jordan A. Thomas
  • Jordan A. Thomas & Tom Devine, Wall Street’s New Enforcers Aim to Muzzle Whistleblowers, N.Y. Times: Deal Book (July 21, 2014)
    Jordan A. Thomas
  • Lynn Stout & Jordan A. Thomas, Column: How Wall Street Creates Criminals (September 4, 2012) (publication version available at http://usatoday30.usatoday.com/news/opinion/forum/story/2012-09-04/wall-street-scandal-crim/57585822/1)
    Jordan A. Thomas
  • Richard Moberly, et al., De Facto Gag Clauses: The Legality of Employment Agreements That Undermine Dodd-Frank’s Whistleblower Provisions, 30 A.B.A. J. Lab. & Emp. L. 1, Ch.87 (Fall 2014)
    Jordan A. Thomas
  • Tammy Marzigliano & Jordan A. Thomas, Advocacy & Counsel for the SEC Whistleblower: A Primer for Employment Lawyers, 196 Daily Lab. Rep. (BNA) I-1 (October 11, 2011)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program
    Jordan A. Thomas
  • Ann Tenbrunsel & Jordan A. Thomas, The Street, The Bull and The Crisis: A Survey of the US & UK Financial Services Industry, Presented by the University of Notre Dame and Labaton Sucharow LLP (May 2015)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2015-75, SEC Announces Award to Whistleblower in First Retaliation Case (April 28, 2015)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2016-157, Company Paying Penalty for Violating Key Whistleblower Protection Rule (August 10, 2016)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2016-164, Company Punished for Severance Agreements That Removed Financial Incentives for Whistleblowing (August 16, 2016)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2016-196, SEC Charges Anheuser-Busch InBev With Violating FCPA and Whistleblower Protection Laws (September 28, 2016)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2016-204, SEC: Casino-Gaming Company Retaliated Against Whistleblower (September 29, 2016)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2014-118, SEC Charges Hedge Fund Adviser With Conducting Conflicted Transactions and Retaliating Against Whistleblower (June 16, 2014)
    Jordan A. Thomas
  • U.S. Securities and Exchange Commission, Press Release, No. 2015-54, SEC: Companies Cannot Stifle Whistleblowers in Confidentiality Agreements (April 1, 2015)
    Jordan A. Thomas

Presentation Material

  • Retaliation and Whistleblower Claims
    Louis P. DiLorenzo, Jordan A. Thomas, Vicki R. Walcott-Edim
(s)
Louis P DiLorenzo ~ Bond, Schoeneck & King, PLLC
Jordan A Thomas ~ Labaton Sucharow LLP
Vicki R Walcott-Edim ~ Vice President and Senior Counsel, Employment Law, Mastercard
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