FacultyFaculty/Author Profile
Reid A. Muoio

Reid A. Muoio

U.S. Securities and Exchange Commission
Assistant Director, Division of Enforcement
Washington, DC, USA


Reid A. Muoio is the Deputy Chief of the Complex Financial Instruments Unit within the SEC’s Division of Enforcement.  Mr. Muoio supervised numerous investigations involving the sale of complex financial instruments, including cases involving the sale of structured notes to retail investors; the sale of securities-based swaps to retail investors over the internet; an ETF switching/churning case; insider trading investigations involving contacts-for-differences;  the first case against a major credit rating agency for misconduct in the rating of CMBS; and financial crisis era CDO cases against Goldman Sachs, Citigroup, JP Morgan, Mizuho and Wells Fargo/Wachovia and related culpable individuals.  He is a graduate of Williams College and Yale Law School.
Reid A. Muoio is associated with the following items:
Web Segment  Web Segment Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past - Enforcement 2017: Perspectives from Government Agencies, Tuesday, May 16, 2017
MP3 Audio  MP3 Audio Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past - Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past , Tuesday, May 16, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past - Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past , Tuesday, May 16, 2017
On-Demand Web Programs  On-Demand Web Programs Enforcement 2017: Perspectives from Government Agencies, Thursday, May 18, 2017, New York, NY
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