transcript   Transcript

Regulatory Fundamentals

Recorded on: Oct. 23, 2018
Running Time: 01:29:09

Full Transcript:



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Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2018 Recorded October 2018 in New York

Regulatory Fundamentals [01:29:09]
  • Regulated statuses: eligible contract participants, swap dealers, major swap participants and commodity pools
  • Regulated "utilities" and service providers: clearinghouses, futures commission merchants, swap execution facilities, swap data repositories
  • Extraterritorial issues

Moderator: Gary Barnett

Curtis A. Doty, David Felsenthal, David J. Gilberg, Angie Karna

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Overview of Certain of the CFTC’s Dodd-Frank Rules Applicable to Swap Dealers and Swap Transactions (October 2018)
    David J. Gilberg
  • Curtis A. Doty and J. Paul Forrester, Mayer Brown LLP Legal Update: A Septimana Mirabilis (Wondrous Week) in Interest Rate Benchmark Reform? (July 19, 2018)
    Curtis A. Doty
  • Dr. Holger Schelling, LL.M. and Marcel Hörauf, Mayer Brown LLP, The European Benchmark Regulation and Its Effects on the U.S. Markets (August 17, 2018)
    Curtis A. Doty
Presentation Material
  • Overview of Dodd-Frank Swap Dealer Registration and Clearing Requirements
    David J. Gilberg
  • Regulatory Fundamentals – Extraterritorial Issues
    Angie Karna
  • Regulatory Fundamentals –What is a Swap? Some Case Studies at the Boundaries of the Swap Definition
    Curtis A. Doty
  • Swap Execution Facilities, Swap Data Repositories and Margin
    David Felsenthal
  • (s)
    Gary Barnett ~ Former Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
    Curtis A. Doty ~ Mayer Brown LLP
    David Felsenthal ~ Clifford Chance US LLP
    David J. Gilberg ~ Sullivan & Cromwell LLP
    Angie Karna ~ Managing Director and Head of Global Markets Legal, Americas, Nomura
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