transcript   Transcript

Regulatory Developments Affecting the Capital Markets in Europe

Recorded on: Feb. 7, 2018
Running Time: 00:57:24

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice Recorded February 2018 in London

Regulatory Developments Affecting the Capital Markets in Europe [00:57:24]

  • MiFID – product governance, underwriting/placing, allocations, inducement, extra territoriality (including SEC no-action relief on research)
  • SEC developments that impact international capital markets & upcoming trends:
    • Staff areas of focus
    • Comment letter issues
    • XBRL
    • Considerations for dual listed registrants (preparing the combined 20-F/ARA/ Non GAAP/APM)
    • Financial statement accommodations in the context of cross-border M&A; need for cooperation
    • Risk factors
  • Other regulatory trends – e.g., focus on AML/ABC/sanctions and implications for EM and “challenging” jurisdiction transactions

Moderator:        Sachin Davé
Speakers:          Mark S. Bergman, Won Juan Kim, Tim Odell

Mark S. Bergman ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Sachin Davé ~ Allen & Overy LLP
Won Juan Kim ~ Executive Director & Assistant General Counsel, EMEA Capital Markets Group, Legal Department, J.P. Morgan
Tim Odell ~ Director, Deputy General Counsel, Citigroup
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.