transcript   Transcript

Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings

Recorded on: May. 24, 2017
Running Time: 00:50:18

Full Transcript:



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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2017 recorded May, 2017 in New York.

Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings [00:50:18]
  • What is a registered direct? A CMPO?
  • Wall crossing investors, confidentiality and non-disclosure issues
  • Material nonpublic information
  • Documentation considerations
  • Compliance concerns for placement agents and underwriters
  • Which issuers benefit from at-the-market offerings?
  • Documentation requirements for ATMs 

Robert W. Downes, Michael D. Golden, Priya A. Velamoor


The purchase price of this segment includes the following article from the Course Handbook available online:

  • Frequently Asked Questions About At-the-Market Offerings
    Ze'-ev D. Eiger, Anna T. Pinedo
  • Frequently Asked Questions About Registered Direct Offerings
    Anna T. Pinedo, James R. Tanenbaum

Presentation Material

  • Procedures for Wall Crossing Investors Without a Cleansing Press Release
    Priya A. Velamoor
  • Registered Directs, Confidentially Marketed Public Offerings and Equity ATM Programs
    Robert W. Downes, Michael D. Golden, Priya A. Velamoor
(s)
Robert W Downes ~ Sullivan & Cromwell LLP
Michael D Golden ~ Senior Company Counsel, Wells Fargo Securities, LLC
Priya A Velamoor ~ Director and Assistant General Counsel, Bank of America Merrill Lynch
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