transcript   Transcript

Recent Developments: Emerging Legislation and Regulations Dealing with Fiduciary Investment Advice

Recorded on: May. 11, 2018
Running Time: 00:57:50

Full Transcript:

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Taken from the Web Program Fiduciary Investment Advice 2018 Recorded May, 2018 in New York [00:57:49]
  • SEC’s Uniform Standard of Conduct
  • Developments re: DOL’s Fiduciary Duty rule
  • What the States are doing
  • Fiduciary investment advice and the delivery of advisory services digitally
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Gwendolyn A. Williamson and Matthew S. Williams, Fiduciary Investment Advice: Emerging Legislation and Regulations and Other Recent Developments as of February 23, 2018
    Gwendolyn A. Williamson
Presentation Material
  • The SEC’s Proposed Reforms - Standard of Conduct for Investment Professionals
    David W. Blass, Gwendolyn A. Williamson, Clifford E. Kirsch
  • The SEC’s Proposed Standard of Conduct Reforms — Implications for Investment Advisers
    Gwendolyn A. Williamson
    • (s)
      David W. Blass ~ Simpson Thacher & Bartlett LLP
      Gwendolyn A. Williamson ~ Perkins Coie LLP
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