FacultyFaculty/Author Profile

Rebecca Snider

SunAmerica Retirement Markets, Inc.
Advertising Compliance Specialist
Woodland Hills, CA, USA


Rebecca Snider, Advertising Compliance Specialist, SunAmerica Retirement Markets, Inc. (SARM). Since 2005, Rebecca has worked in the Woodland Hills, CA office of SARM supporting the marketing efforts of SunAmerica Annuity and Life Assurance Company and First SunAmerica Life Insurance Company. She applies her knowledge of SEC, FINRA and state insurance rules pertaining to advertising and sales literature in reviewing marketing materials, developing disclosure, and supporting business in bringing new products and features to market. Due to her solid understanding of the business as well as compliance expertise, Rebecca participates as the SARM representative in a number of inter-company working groups. She is also actively involved in several industry roundtables focusing on securities and insurance regulatory advertising topics. In addition to her understanding of advertising issues related to the manufacturing and distribution insurance/securities products, Rebecca's experience includes retail broker-dealer compliance. Rebecca began her career in the securities industry at TD Waterhouse in 1999, and quickly discovered she had a strong interest in and aptitude for industry rules and regulations. When the Chicago office of TD Waterhouse was closed, Rebecca accepted a position with First Union where she performed compliance surveillance and branch office audits. Rebecca then moved to LaSalle National Bank N.A., expanding her compliance knowledge to banking regulations. While at the Bank, Rebecca also supported the Bank's broker-dealer subsidiary on advertising compliance issues. In 2003, Rebecca left her hometown of Chicago, IL to join the Compliance department of LPL Financial in San Diego CA as an Advertising Analyst. For over 7 years, Rebecca has specialized in the rules, regulations and issues pertaining to advertising of securities and insurance products. Rebecca holds Series 7- Registered Securities Principal, Series 24- General Securities Principal, and Series 63- Uniform Securities Agent State Law licenses. She attended the University of Illinois, Urbana-Champaign (B.A. 1992) and the University of Santa Monica (M.A. 2010). 
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