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Life at the Center: Reflections on Fifty Years of Securities Regulation

Treatise  Treatise

Published: October 2014

Roberta S. Karmel has been at the center of U.S. securities regulation throughout her distinguished career as a Securities and Exchange Commission (“SEC”) Commissioner, a practitioner, an attorney in the enforcement division of the SEC New York Regional Office, a public director of the New York Stock Exchange, and a prominent academic who has taught in the U.S. and abroad. In Life at the Center: Reflections on Fifty Years of Securities ...

How to Read Financial Statements 2017

Handbook  Course Handbook

Course Handbook from the program How to Read Financial Statements 2017, held March, 2017.

How to Prepare an Initial Public Offering 2017

Handbook  Course Handbook

Course Handbook from the program How to Prepare an Initial Public Offering 2017, held April, 2017.

Basics of Mutual Funds and Other Registered Investment Companies 2017

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2017, held April, 2017.

Bankruptcy & Reorganizations 2017: Current Developments

Handbook  Course Handbook

Course Handbook from the program Bankruptcy & Reorganizations 2017: Current Developments, held April, 2017.

Fashion and Retail Law 2017: Trends and Developments

Handbook  Course Handbook

Course Handbook from the program Fashion and Retail Law 2017: Trends and Developments, held May, 2017.

Leveraged Financing 2017

Handbook  Course Handbook

Course Handbook from the program Leveraged Financing 2017, held May, 2017.

Private Placement and Hybrid Securities Offerings 2017

Handbook  Course Handbook

Course Handbook from the program Private Placement and Hybrid Securities Offerings 2017, held May, 2017.

Acquiring or Selling the Privately Held Company 2017

Handbook  Course Handbook

Course Handbook from the program Acquiring or Selling the Privately Held Company 2017, held June, 2017.

Venture Capital 2017: Nuts and Bolts

Handbook  Course Handbook

Course Handbook from the program Venture Capital 2017: Nuts and Bolts, held April, 2017.

Eighteenth Annual Private Equity Forum

Handbook  Course Handbook

Course Handbook from the program Eighteenth Annual Private Equity Forum, held July, 2017.

Marketplace Lending and Crowdfunding 2017

Handbook  Course Handbook

Course Handbook from the program Marketplace Lending and Crowdfunding 2017, held September, 2017.

Hedge Fund Management 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2017, held September, 2017.

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Handbook  Course Handbook

Course Handbook from the program Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017, held October, 2017.

Pocket MBA 2017: Finance for Lawyers and Other Professionals

Handbook  Course Handbook

Course Handbook from the program Pocket MBA 2017: Finance for Lawyers and Other Professionals, held October, 2017.

Fundamentals of Swaps & Other Derivatives 2017

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2017, held October, 2017.

Advanced Swaps & Other Derivatives 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2017, held October, 2017.

Advanced Venture Capital 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2017, held December, 2017.

Annual Disclosure Documents 2017: Current Developments and Best Practices

Handbook  Course Handbook

Course Handbook from the program Annual Disclosure Documents 2017: Current Developments and Best Practices, held December, 2017.

Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Handbook  Course Handbook

Course Handbook from the program Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice, held February 2018.

Spin-offs 2018

Handbook  Course Handbook

Course Handbook from the program Spin-offs 2018, held February 2018.

Asset-Based Financing Strategies 2018

Handbook  Course Handbook

Course Handbook from the program Asset Based Financing Strategies 2018, held February 2018.

Securities Offerings 2018: A Public Offering from Start to Finish

Handbook  Course Handbook

Course Handbook from the program Securities Offerings 2018: A Public Offering from Start to Finish, held March 2018.


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