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Showing 1 - 25 of 84 Results

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Securities Investigations: Internal, Civil and Criminal (2nd Edition)

Treatise  Treatise

Published: August 2010
Last Updated: August 2017

Securities Investigations provides the legal knowledge and practical strategies necessary to deal effectively with government investigations and internal investigations. The treatise guides attorneys in: conducting internal investigations; cooperating with the SEC and DOJ during investigations in ways that protect clients’ interests; implementing effective compliance measures; designing compliance programs that avoid common compliance deficiencies ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era (Second Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2017

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations. Written by leading  practitioners who have successfully advised and defended many companies in Sarbanes-Oxley and Dodd-Frank whistleblower actions and covering ...

Cybersecurity: A Practical Guide to the Law of Cyber Risk

Treatise  Treatise

Published: August 2015
Last Updated: October 2016

Cybersecurity: A Practical Guide to the Law of Cyber Risk, authored by 20 experts in the field, provides the practical steps that can be taken to help your clients understand and mitigate today’s cyber risk and to build the most resilient response capabilities possible. The book provides a comprehensive discussion of the complex quilt of federal and state statutes, Executive Orders, regulations, contractual norms, and ambiguous tort duties ...

A Starter Guide to Doing Business in the United States

Treatise  Treatise

Published: July 2016

A Starter Guide to Doing Business in the United States is a helpful resource for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs launching a new business in the United States. Edited by Woon-Wah Siu (Pillsbury Winthrop Shaw Pittman LLP), this book covers the main legal and regulatory issues to be considered before entering the U.S. market, including: Choice of a business entity—describing the requirements ...

Private Fund Regulatory Developments and Compliance Challenges 2017

Handbook  Course Handbook

Course Handbook from the program Private Fund Regulatory Developments and Compliance Challenges 2017, held January, 2017.

Understanding Financial Products 2017

Handbook  Course Handbook

Course Handbook from the program Understanding Financial Products 2017, held January, 2017.

Looking Ahead: The Impact of the 2016 Election on Key Legal Issues

Treatise  Treatise

Published: January 2017

The 2016 presidential election was notable for many reasons, but what did it mean for laws and regulations? As always, PLI is dedicated to bringing you the most current legal information and news as they develop, and now we’d like to look towards the future. We gathered some of our expert authors to give their predictions and analysis on a wide variety of topics that will be affected by the recent trajectory of our political climate. From ...

Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2017: Current Legal and Compliance Issues Facing Dual Registrants, held February, 2017.

Social Media 2017: Addressing Corporate Risks

Handbook  Course Handbook

Course Handbook from the program Social Media 2017:  Addressing Corporate Risks, held February, 2017.

The SEC Speaks in 2017

Handbook  Course Handbook

Course Handbook from the program The SEC Speaks in 2017, held February, 2017.

Corporate Governance - A Master Class 2017

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2017, held March, 2017.

Investment Management Institute 2017

Handbook  Course Handbook

Course Handbook from the program Investment Management Institute 2017, held March, 2017.

Antitrust Institute 2017: Developments & Hot Topics

Handbook  Course Handbook

Course Handbook from the program Antitrust Institute 2017: Developments & Hot Topics, held April, 2017.

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017

Handbook  Course Handbook

Course Handbook from the program The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017, held April, 2017.

Fashion and Retail Law 2017: Trends and Developments

Handbook  Course Handbook

Course Handbook from the program Fashion and Retail Law 2017: Trends and Developments, held May, 2017.

The Volcker Rule 2017: What It Means for Financial Institutions and Markets

Handbook  Course Handbook

Course Handbook from the program The Volcker Rule 2017: What It Means for Financial Institutions and Markets, held May, 2017.

Enforcement 2017: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2017: Perspectives from Government Agencies, held May, 2017.

Private Placement and Hybrid Securities Offerings 2017

Handbook  Course Handbook

Course Handbook from the program Private Placement and Hybrid Securities Offerings 2017, held May, 2017.

Cloud Computing 2017: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2017: Key Issues and Practical Guidance, held June, 2017.

Corporate Compliance and Ethics Institute 2017

Handbook  Course Handbook

Course Handbook from the program Corporate Compliance and Ethics Institute 2017, held May, 2017.

Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know

Handbook  Course Handbook

Course Handbook from the program Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, held June, 2017.

SEC Compliance and Enforcement Answer Book (2017 Edition)

Answer Book  Answer Book

Published: June 2017

Written by leading former Staff of the SEC’s Division of Enforcement, SEC Compliance and Enforcement Answer Book provides essential insight into the practices and procedures of the SEC.  and provides sophisticated insight on the complex and extensive body of federal securities laws. Leveraging the authors’ experience and expertise, the book provides nuts and bolts guidance on: Conducting an effective internal investigation ...

Environmental Regulation 2017: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Handbook  Course Handbook

Course Handbook from the program Environmental Regulation 2017: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance, held June, 2017.

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Handbook  Course Handbook

Course Handbook from the program Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues, held June, 2017.

Eighteenth Annual Institute on Privacy and Data Security Law

Handbook  Course Handbook

Course Handbook from the program Eighteenth Annual Institute on Privacy and Data Security Law, held May, 2017.


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