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Showing 1 - 25 of 105 Results

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PLI's Guide to the Sarbanes-Oxley Act for Business Professionals

Treatise  Treatise

Published: January 2005

PLI’s Guide to the Sarbanes-Oxley Act for Business Professionals is an ideal source of practical information on this high-impact legislation — comprehensive yet concise, authoritative yet affordable.   John T. Bostelman, the author of PLI’s definitive three-volume Public Company Deskbook, has distilled the essence of this groundbreaking act, providing everything that a busy professional like you really needs to know about ...

Securities Investigations: Internal, Civil and Criminal (2nd Edition)

Treatise  Treatise

Published: August 2010
Last Updated: August 2017

Securities Investigations provides the legal knowledge and practical strategies necessary to deal effectively with government investigations and internal investigations. The treatise guides attorneys in: conducting internal investigations; cooperating with the SEC and DOJ during investigations in ways that protect clients’ interests; implementing effective compliance measures; designing compliance programs that avoid common compliance deficiencies ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era (2nd Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2017

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations. Written by leading  practitioners who have successfully advised and defended many companies in Sarbanes-Oxley and Dodd-Frank whistleblower actions and covering ...

EPA Compliance and Enforcement Answer Book (2015 Edition)

Answer Book  Answer Book

Published: August 2014

Environmental regulation and enforcement has evolved from a barely significant effort undertaken primarily by a few federal agencies into a vast nationwide network of federal and state agencies. EPA Compliance and Enforcement Answer Book provides a comprehensive overview into this complex area. The book uniquely covers a range of subjects related to the inner workings of the Environmental Protection Agency that only former agency enforcement attorneys ...

Cybersecurity: A Practical Guide to the Law of Cyber Risk

Treatise  Treatise

Published: August 2015
Last Updated: October 2016

Cybersecurity: A Practical Guide to the Law of Cyber Risk, authored by 20 experts in the field, provides the practical steps that can be taken to help your clients understand and mitigate today’s cyber risk and to build the most resilient response capabilities possible. The book provides a comprehensive discussion of the complex quilt of federal and state statutes, Executive Orders, regulations, contractual norms, and ambiguous tort duties ...

A Starter Guide to Doing Business in the United States

Treatise  Treatise

Published: July 2016

A Starter Guide to Doing Business in the United States is a helpful resource for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs launching a new business in the United States. Edited by Woon-Wah Siu (Pillsbury Winthrop Shaw Pittman LLP), this book covers the main legal and regulatory issues to be considered before entering the U.S. market, including: Choice of a business entity—describing the requirements ...

Corporate Political Activities 2016: Complying With Campaign Finance, Lobbying and Ethics Laws

Handbook  Course Handbook

Course Handbook from the program Corporate Political Activities 2016: Complying With Campaign Finance, Lobbying and Ethics Laws, held September, 2016.

Marketplace Lending and Crowdfunding 2016

Handbook  Course Handbook

Course Handbook from the program Marketplace Lending and Crowdfunding 2016, held September, 2016.

Hedge Fund Management 2016

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2016, held September, 2016.

Cybersecurity 2016: Managing Cybersecurity Incidents

Handbook  Course Handbook

Course Handbook from the program Cybersecurity 2016: Managing Cybersecurity Incidents, held September, 2016.

Antitrust Counseling & Compliance 2016

Handbook  Course Handbook

Course Handbook from the program Antitrust Counseling & Compliance 2016, held September, 2016.

White Collar Crime 2016: Prosecutors and Regulators Speak

Handbook  Course Handbook

Course Handbook from the program White Collar Crime 2016: Prosecutors and Regulators Speak, held September, 2016.

Hot Topics for In-House Counsel 2016

Handbook  Course Handbook

Course Handbook from the program Hot Topics for In-House Counsel 2016, held October, 2016.

Broker/Dealer Regulation and Enforcement 2016

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2016, held October, 2016.

Privacy Shield Boot Camp 2016

Handbook  Course Handbook

Course Handbook from the program Privacy Shield Boot Camp 2016, held September, 2017.

Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals

Handbook  Course Handbook

Course Handbook from the program Pocket MBA Fall 2016: Finance for Lawyers and Other Professionals, held October, 2016.

Outsourcing 2016: ITO, BPO and Cloud

Handbook  Course Handbook

Course Handbook from the program Outsourcing 2016: ITO, BPO and Cloud, held September, 2016.

Securities Regulation Institute (48th Annual)

Handbook  Course Handbook

Course Handbook from the program 48th Annual Institute on Securities Regulation, held November, 2016.

Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Handbook  Course Handbook

Course Handbook from the program Financial Services Industry Regulatory Compliance & Ethics Forum 2016, held November, 2016.

Think Like a Lawyer, Talk Like a Geek 2016: Get Fluent in Technology

Handbook  Course Handbook

Course Handbook from the program Think Like a Lawyer, Talk Like a Geek 2016: Get Fluent in Technology, held November, 2016.

Securities Filings 2016: Practical Guidance in a Changing Environment

Handbook  Course Handbook

Course Handbook from the program Securities Filings 2016: Practical Guidance in a Changing Environment, held September, 2016.

Advanced Compliance and Ethics Workshop 2016

Handbook  Course Handbook

Course Handbook from the program Advanced Compliance and Ethics Workshop 2016, held October, 2016.

Directors' Institute on Corporate Governance (Fourteenth Annual)

Handbook  Course Handbook

Course Handbook from the program Directors' Institute on Corporate Governance (Fourteenth Annual), held November, 2016.

Hedge and Private Fund Enforcement and Regulatory Developments 2016

Handbook  Course Handbook

Course Handbook from the program Hedge and Private Fund Enforcement and Regulatory Developments 2016, held December, 2016.

Preparing For Shareholder Activism: What You Need To Be Doing Now 2016

Handbook  Course Handbook

Course Handbook from the program Preparing For Shareholder Activism: What You Need To Be Doing Now 2016, held December, 2016.


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