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New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

ERISA applies to health and welfare plans as well as to retirement plans.  However, since its enactment, the predominant focus of ERISA related regulatory activity, plan sponsor compliance and litigation has been on retirement plans.  The period following the enactment of the Affordable Care Act has seen a growth in awareness of ERISA: (i) health plan related compliance requirements; as well as (ii) fiduciary provisions, and liability for ...

Understanding Financial Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting significant regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny—including an increasingly demanding examination focus from the SEC, FINRA and the states.  At the same time, the regulatory framework applying to dual-registrants is about to change dramatically with the anticipated ...

Investment Management Institute 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives. Topics of discussion will include the SEC’s regulatory agenda, fund and advisers reporting regimes, and current issues of the day for alternative asset managers. You will also examine Section 36(b) cases and other recent investment ...

Basics of Mutual Funds and Other Registered Investment Companies 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar.  More Information to Come!

Twentieth Annual Private Equity Forum

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Fundamentals of Broker-Dealer Regulation 2019

Program  ProgramWebcast  Webcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar. More information to Come!

Global Investment Funds 2019

Program  ProgramWebcast  Webcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Mark Your Calendar. More Information to Come!

Hedge Fund Management 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Fundamentals of Swaps & Other Derivatives 2019

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Mark Your Calendar. More Information to Come!

Advanced Swaps & Other Derivatives 2019

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New Developments in Securitization 2019

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Mark Your Calendar. More Information to Come!

Fund Finance 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More information to Come!


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