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Fund Finance: Terms and Structures

One-Hour Briefing  One-Hour Briefing

Learn about the latest developments in the use of financial leverage by investment funds from experts from Blackstone/GSO and Dechert LLP.  The panel will discuss current trends in fund finance and address terms and structures of the following financing options available to investment funds: Fund-level credit facilities Special purpose vehicle financing Structured repurchase agreements Total return swap financing Subscription ...

Securities Law and Practice 2018: How the SEC Works

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the ...

Fundamentals of Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable ...

Hedge Fund Management 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend At this program, our expert faculty will focus on common structures for hedge funds, SEC priorities, the regulatory environment surrounding hedge funds, and the day-to-day operational issues of running hedge funds.   There will also be in depth analysis of data privacy issues and the evolving cryptocurrency space.  Attorneys, hedge fund counsel, compliance and other professionals currently working in or interested ...

New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

ERISA applies to health and welfare plans as well as to retirement plans.  However, since its enactment, the predominant focus of ERISA related regulatory activity, plan sponsor compliance and litigation has been on retirement plans.  The period following the enactment of the Affordable Care Act has seen a growth in awareness of ERISA: (i) health plan related compliance requirements; as well as (ii) fiduciary provisions, and liability for ...

Understanding Financial Products 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The explosion of new financial products over the past decade like the emergence of cryptocurrencies, the implosion of the credit markets and the resulting significant regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Investment Management Institute 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

At this program, you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives. This program is designed for attorneys in law firms, in-house counsel, private fund lawyers, compliance officers and others involved in current issues affected by the Investment Company Act of 1940, the Investment Advisers Act of 1940, ...

Twentieth Annual Private Equity Forum

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Fundamentals of Broker-Dealer Regulation 2019

Program  ProgramWebcast  Webcast

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Global Investment Funds 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Hedge Fund Management 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Fundamentals of Swaps and Other Derivatives 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Advanced Swaps & Other Derivatives 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

New Developments in Securitization 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!


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