Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE-CPE (Fraud)  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   

Showing 17 Results

List View Table View

New Developments in Securitization 2017

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed ...

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny—including an increasingly demanding examination focus from the SEC, FINRA and the states.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation ...

ERISA Plan Investments in Financial Markets 2018: The Fundamentals

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend ERISA plans are major investors in a constantly evolving financial marketplace. Both financial firms designing and selling financial products and plans purchasing financial products need to understand the inner workings of the products in order to analyze them under ERISA and ensure compliance. This course provides an in-depth look at the nuts and bolts of various financial instruments and investment vehicles and the ERISA ...

Investment Management Institute 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend At this program you will hear expert panelists discuss significant business, legal, and technological developments in the investment management area over the past year and learn about important regulatory initiatives.   What You Will Learn The SEC’s regulatory agenda under a new administration The impact of technology on investment management Liquidity management and derivatives regulation A review of new SEC staff ...

Nineteenth Annual Private Equity Forum

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Fundamentals of Broker-Dealer Regulation 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Hedge Fund Management 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information To Come!

Securities Law and Practice 2018: How the SEC Works

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

Fundamentals of Swaps & Other Derivatives 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!

New Developments in Securitization 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar.  More Information to Come!


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.